| Entity Name: | CAPLIGHT MARKETS LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 14 Jan 2000 (Companies founded in January 2000) |
| Business ALEI: | 0640617 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | 19 OAK LANE, GLEN COVE, NY, 11542, United States |
| Mailing address: | 1160 Battery Ave, Suite 100, San Francisco, CA, United States, 94111 |
| Place of Formation: | CONNECTICUT |
| E-Mail: | ops@caplight.com |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | CAPLIGHT MARKETS LLC | LLC_13633207 | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1109557 | 1160 BATTERY STREET EAST, SUITE 100, SAN FRANCISCO, CA, 94111 | 1160 BATTERY STREET EAST, SUITE 100, SAN FRANCISCO, CA, 94111 | 917-535-9521 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2024-02-27 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-17
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2023-03-17 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-14
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2022-03-14 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-01-05
| Form type | MA-I/A |
| File number | 868-04719 |
| Filing date | 2022-01-05 |
| File | View File |
Filings since 2021-12-14
| Form type | MA-I |
| File number | 868-04719 |
| Filing date | 2021-12-14 |
| File | View File |
Filings since 2021-12-13
| Form type | MA-W |
| File number | 867-01588 |
| Filing date | 2021-12-13 |
| File | View File |
Filings since 2021-03-08
| Form type | FOCUSN |
| File number | 008-52440 |
| Filing date | 2021-03-08 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-08
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2021-03-08 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-02
| Form type | MA-A |
| File number | 867-01588 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-03-03
| Form type | FOCUSN |
| File number | 008-52440 |
| Filing date | 2020-03-03 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-03-03
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2020-03-03 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-01-28
| Form type | FOCUSN |
| File number | 008-52440 |
| Filing date | 2019-01-28 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-01-28
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2019-01-28 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-02
| Form type | FOCUSN |
| File number | 008-52440 |
| Filing date | 2018-03-02 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-12
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2018-02-12 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | FOCUSN |
| File number | 008-52440 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-09-02
| Form type | MA/A |
| File number | 867-01588 |
| Filing date | 2016-09-02 |
| File | View File |
Filings since 2016-02-16
| Form type | FOCUSN |
| File number | 008-52440 |
| Filing date | 2016-02-16 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-16
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2016-02-16 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-09
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2015-03-09 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-01-27
| Form type | MA-I |
| File number | 868-04719 |
| Filing date | 2015-01-27 |
| File | View File |
Filings since 2015-01-27
| Form type | MA |
| File number | 867-01588 |
| Filing date | 2015-01-27 |
| File | View File |
Filings since 2014-02-20
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2014-02-20 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-20
| Form type | FOCUSN |
| File number | 008-52440 |
| Filing date | 2014-02-20 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-26
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2013-02-26 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-03-13
| Form type | X-17A-5/A |
| File number | 008-52440 |
| Filing date | 2012-03-13 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-27
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2012-02-27 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-23
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2011-02-23 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-12
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2010-02-12 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-06-01
| Form type | X-17A-5/A |
| File number | 008-52440 |
| Filing date | 2009-06-01 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-05-18
| Form type | X-17A-5/A |
| File number | 008-52440 |
| Filing date | 2009-05-18 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-17
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2009-02-17 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-03-26
| Form type | X-17A-5/A |
| File number | 008-52440 |
| Filing date | 2008-03-26 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-14
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2008-02-14 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-26
| Form type | X-17A-5/A |
| File number | 008-52440 |
| Filing date | 2007-03-26 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-21
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2007-02-21 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-06-22
| Form type | X-17A-5/A |
| File number | 008-52440 |
| Filing date | 2006-06-22 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-05-16
| Form type | X-17A-5/A |
| File number | 008-52440 |
| Filing date | 2006-05-16 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-21
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2006-02-21 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-28
| Form type | X-17A-5/A |
| File number | 008-52440 |
| Filing date | 2005-03-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-23
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2005-02-23 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-08-09
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2004-08-09 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-07
| Form type | X-17A-5 |
| File number | 008-52440 |
| Filing date | 2002-03-07 |
| Reporting date | 2001-12-31 |
| File | View File |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| DANIEL JAMES DONOVAN | Officer | 103 N. PARK AVE., EASTON, CT, 06612, United States | 103 NORTH PARK AVENUE, EASTON, CT, 06612, United States |
| CAPLIGHT TECHNOLOGIES, INC. | Officer | 30 OLD KINGS HIGHWAY SOUTH, 1ST FLOOR, SUITE 202, DARIEN, CT, 06820, United States | No data |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| DAVID E. STURGESS | Agent | UPDIKE, KELLY & SPELLACY, P.C., ONE STATE STREET, HARTFORD, CT, 06123-1277, United States | UPDIKE, KELLY & SPELLACY, P.C., ONE STATE STREET, HARTFORD, CT, 06123-1277, United States | +1 860-548-2600 | ops@caplight.com | 107 OLCOTT DR, MANCHESTER, CT, 06040, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | PROSPERO CAPITAL LLC | CAPLIGHT MARKETS LLC | 2022-08-29 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011157439 | 2024-03-07 | No data | Annual Report | Annual Report | No data |
| BF-0012353590 | 2024-03-07 | No data | Annual Report | Annual Report | No data |
| BF-0010991549 | 2022-08-29 | 2022-08-29 | Interim Notice | Interim Notice | No data |
| BF-0010991550 | 2022-08-29 | 2022-08-29 | Name Change Amendment | Certificate of Amendment | No data |
| BF-0010991548 | 2022-08-29 | 2022-08-29 | Change of Business Address | Business Address Change | No data |
| BF-0010629802 | 2022-06-28 | No data | Annual Report | Annual Report | No data |
| BF-0008047576 | 2022-05-27 | No data | Annual Report | Annual Report | 2014 |
| BF-0008047575 | 2022-05-27 | No data | Annual Report | Annual Report | 2020 |
| BF-0008047569 | 2022-05-27 | No data | Annual Report | Annual Report | 2012 |
| BF-0008047571 | 2022-05-27 | No data | Annual Report | Annual Report | 2016 |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
