| Entity Name: | GREENWICH INVESTMENT MANAGEMENT, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 01 Dec 1999 (Companies founded in December 1999) |
| Business ALEI: | 0636419 |
| Annual report due: | 01 Dec 2024 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 50 Washington St, Norwalk, CT, 06854, United States |
| Mailing address: | 50 Washington St, 402W, Norwalk, CT, United States, 06854 |
| ZIP code: | 06854 (Companies in Fairfield, 06854) |
| County: | Fairfield |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 20000 |
| E-Mail: | SLovallo@greenwichinvestmentmgt.com |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1456511 | 50 WASHINGTON STREET, SUITE 402W, NORWALK, CT, 06854 | 50 WASHINGTON STREET, SUITE 402W, NORWALK, CT, 06854 | 203-930-7200 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | N-PX |
| File number | 028-15772 |
| Filing date | 2024-09-09 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-08-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2024-08-14 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-15
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2024-05-15 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2024-02-14 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-16
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2023-11-16 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2023-08-14 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-15
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2023-05-15 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2023-02-14 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2022-11-14 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-15
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2022-08-15 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-05-16
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2022-05-16 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2022-02-14 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-06-21
| Form type | SC 13G |
| File number | 005-92601 |
| Filing date | 2021-06-21 |
| File | View File |
Filings since 2020-11-13
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2020-11-13 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-13
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2020-08-13 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-12
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2020-05-12 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-07
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2020-02-07 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-13
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2019-11-13 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-01
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2019-08-01 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-13
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2019-05-13 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-08
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2019-02-08 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2018-11-14 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-10
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2018-08-10 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-07
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2018-05-07 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2018-02-14 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2017-11-14 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-11
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2017-08-11 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-12
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2017-05-12 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-02-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2017-02-14 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-11-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2016-11-14 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-08-15
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2016-08-15 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-05-13
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2016-05-13 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-12
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2016-02-12 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-11-13
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2015-11-13 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-08-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2015-08-14 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-05-15
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2015-05-15 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-13
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2015-02-13 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-11-13
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2014-11-13 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-08-14
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2014-08-14 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-05-15
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2014-05-15 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-02-14
| Form type | 13F-HR/A |
| File number | 028-15772 |
| Filing date | 2014-02-14 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-10
| Form type | 13F-HR |
| File number | 028-15772 |
| Filing date | 2014-02-10 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2010-07-20
| Form type | SC 13D |
| Filing date | 2010-07-20 |
| File | View File |
Filings since 2009-02-18
| Form type | SC 13G |
| Filing date | 2009-02-18 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GREENWICH INVESTMENT MANAGEMENT 401(K) PLAN | 2023 | 061565190 | 2024-10-15 | GREENWICH INVESTMENT MANAGEMENT | 12 | |||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-10-15 |
| Name of individual signing | MICHAEL MARKHAM |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2039307200 |
| Plan sponsor’s address | 50 WASHINGTON STREET, 402W, NORWALK, CT, 06854 |
Signature of
| Role | Plan administrator |
| Date | 2023-10-13 |
| Name of individual signing | L. GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2039307200 |
| Plan sponsor’s address | 262 HARBOR DRIVE, 3RD FLOOR, STAMFORD, CT, 06902 |
Signature of
| Role | Plan administrator |
| Date | 2022-10-13 |
| Name of individual signing | L. GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2039307200 |
| Plan sponsor’s address | 262 HARBOR DRIVE, STAMFORD, CT, 06902 |
Signature of
| Role | Plan administrator |
| Date | 2021-10-14 |
| Name of individual signing | L. GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2039307200 |
| Plan sponsor’s address | 262 HARBOR DRIVE, 3RD FLOOR, STAMFORD, CT, 06902 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-16 |
| Name of individual signing | L. GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2036255316 |
| Plan sponsor’s address | 200 FIRST STAMFORD PLACE, 2ND FLOOR EAST, STAMFORD, CT, 06902 |
Signature of
| Role | Plan administrator |
| Date | 2019-07-17 |
| Name of individual signing | L. GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2036255316 |
| Plan sponsor’s address | 200 FIRST STAMFORD PLACE, 2ND FLOOR EAST, STAMFORD, CT, 06902 |
Signature of
| Role | Plan administrator |
| Date | 2018-07-25 |
| Name of individual signing | L. GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2036255316 |
| Plan sponsor’s address | 200 FIRST STAMFORD PLACE, 2ND FLOOR EAST, STAMFORD, CT, 06902 |
Signature of
| Role | Plan administrator |
| Date | 2017-10-02 |
| Name of individual signing | LOUIS GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2017-10-02 |
| Name of individual signing | LOUIS GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2015-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2036255316 |
| Plan sponsor’s address | 200 FIRST STAMFORD PLACE, 2ND FLOOR EAST, STAMFORD, CT, 06902 |
Signature of
| Role | Plan administrator |
| Date | 2016-10-07 |
| Name of individual signing | LOUIS GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2016-10-07 |
| Name of individual signing | LOUIS GEORGE RIEGER |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| L. GEORGE RIEGER | Officer | 50 Washington St, 402W, Norwalk, CT, 06854, United States | 763 Gendevon Drive, Naples, FL, 34105, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| PETER COURTNEY | Director | 50 Washington Street, 402W, Norwalk, CT, 06854, United States | 190 ACORN LANE, SOUTHPORT, CT, 06890, United States |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| Heather Sevillano | Agent | 50 Washington St, 402W, Norwalk, CT, 06854, United States | 50 Washington St, 402W, Norwalk, CT, 06854, United States | +1 203-930-7202 | hsevillano@greenwichinvestmentmgt.com | 107 Cedar Hill Road, Milford, CT, 06461, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011158445 | 2023-11-30 | No data | Annual Report | Annual Report | No data |
| BF-0011059064 | 2022-11-10 | 2022-11-10 | Change of Agent | Agent Change | No data |
| BF-0011052352 | 2022-11-02 | 2022-11-02 | Change of Business Address | Business Address Change | No data |
| BF-0010201743 | 2022-11-02 | No data | Annual Report | Annual Report | 2022 |
| BF-0009824788 | 2021-11-17 | No data | Annual Report | Annual Report | No data |
| 0007215114 | 2021-03-10 | No data | Change of Business Address | Business Address Change | No data |
| 0007021547 | 2020-11-18 | No data | Annual Report | Annual Report | 2020 |
| 0006943240 | 2020-07-09 | No data | Change of Business Address | Business Address Change | No data |
| 0006673860 | 2019-11-06 | No data | Annual Report | Annual Report | 2019 |
| 0006284431 | 2018-11-29 | No data | Annual Report | Annual Report | 2018 |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
