| Entity Name: | NEW ENGLAND CAPITAL FINANCIAL ADVISORS, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 24 Sep 1999 (Companies founded in September 1999) |
| Business ALEI: | 0631220 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 79 Main St, Meriden, CT, 06451, United States |
| Mailing address: | 79 Main St, Meriden, CT, United States, 06451 |
| ZIP code: | 06451 (Companies in New Haven, 06451) |
| County: | New Haven |
| Place of Formation: | CONNECTICUT |
| E-Mail: | ChrisBeale@newenglandcapital.com |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1964652 | 79 MAIN STREET, MERIDEN, CT, 06451 | 79 MAIN STREET, MERIDEN, CT, 06451 | 203-935-0265 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | N-PX |
| File number | 028-22810 |
| Filing date | 2024-08-21 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-07-29
| Form type | 13F-HR |
| File number | 028-22810 |
| Filing date | 2024-07-29 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-02
| Form type | 13F-HR |
| File number | 028-22810 |
| Filing date | 2024-05-02 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-01
| Form type | 13F-HR |
| File number | 028-22810 |
| Filing date | 2024-02-01 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-06
| Form type | 13F-HR |
| File number | 028-22810 |
| Filing date | 2023-11-06 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-02
| Form type | 13F-HR |
| File number | 028-22810 |
| Filing date | 2023-08-02 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-04
| Form type | 13F-HR |
| File number | 028-22810 |
| Filing date | 2023-05-04 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-06
| Form type | 13F-HR |
| File number | 028-22810 |
| Filing date | 2023-02-06 |
| Reporting date | 2022-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC 401(K) PLAN | 2023 | 364685972 | 2024-05-17 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC | 9 | |||||||||||||
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| NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC 401(K) PLAN | 2022 | 364685972 | 2023-04-21 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC | 9 | |||||||||||||
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| NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC 401(K) PLAN | 2021 | 364685972 | 2022-09-14 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC | 9 | |||||||||||||
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| NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC 401(K) PLAN | 2020 | 364685972 | 2021-03-29 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC | 10 | |||||||||||||
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| NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC 401(K) PLAN | 2019 | 364685972 | 2020-04-06 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC | 8 | |||||||||||||
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| Name | Role | Business address | Phone | Residence address | |
|---|---|---|---|---|---|
| CHRISTOPHER W BEALE | Officer | 79 MAIN ST, SOUTH MERIDEN, CT, 06451, United States | +1 203-631-5025 | CHRISBEALE@NEWENGLANDCAPITAL.COM | 5 DOGWOOD LANE, WALLINGFORD, CT, 06492, United States |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| CHRISTOPHER W BEALE | Agent | 79 MAIN STREET, MERIDEN, CT, 06451, United States | 79 MAIN STREET, MERIDEN, CT, 06451, United States | +1 203-631-5025 | CHRISBEALE@NEWENGLANDCAPITAL.COM | 5 DOGWOOD LANE, WALLINGFORD, CT, 06492, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012351231 | 2024-01-26 | No data | Annual Report | Annual Report | No data |
| BF-0011156314 | 2023-01-27 | No data | Annual Report | Annual Report | No data |
| BF-0010323261 | 2022-03-11 | No data | Annual Report | Annual Report | 2022 |
| 0007147454 | 2021-02-12 | No data | Annual Report | Annual Report | 2021 |
| 0006796737 | 2020-02-28 | No data | Annual Report | Annual Report | 2020 |
| 0006418211 | 2019-03-01 | No data | Annual Report | Annual Report | 2019 |
| 0006045730 | 2018-01-30 | No data | Annual Report | Annual Report | 2018 |
| 0005927408 | 2017-09-16 | No data | Annual Report | Annual Report | 2017 |
| 0005659787 | 2016-09-28 | No data | Annual Report | Annual Report | 2015 |
| 0005659789 | 2016-09-28 | No data | Annual Report | Annual Report | 2016 |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
