|
TULLIS-DICKERSON & CO., INC. 401(K) PLAN
|
2010
|
621377401
|
2011-09-14
|
TULLIS-DICKERSON & CO., INC.
|
23
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1993-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2036298700
|
| Plan sponsor’s mailing address |
ONE STAMFORD PLAZA, STAMFORD, CT, 06901
|
| Plan sponsor’s
address |
263 TRESSER BLVD., FLOOR 12, STAMFORD, CT, 06901
|
Plan administrator’s name and address
| Administrator’s EIN |
621377401 |
| Plan administrator’s name |
TULLIS-DICKERSON & CO., INC. |
| Plan administrator’s
address |
ONE STAMFORD PLAZA, STAMFORD, CT, 06901 |
| Administrator’s telephone number |
2036298700 |
Number of participants as of the end of the plan year
| Active participants |
11 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
10 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
21 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-09-14 |
| Name of individual signing |
NORA MENDE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2011-09-14 |
| Name of individual signing |
NORA MENDE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
TULLIS-DICKERSON & CO., INC. 401(K) PLAN
|
2010
|
621377401
|
2011-09-14
|
TULLIS-DICKERSON & CO., INC.
|
23
|
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1993-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2036298700
|
| Plan sponsor’s mailing address |
ONE STAMFORD PLAZA, STAMFORD, CT, 06901
|
| Plan sponsor’s
address |
263 TRESSER BLVD., FLOOR 12, STAMFORD, CT, 06901
|
Plan administrator’s name and address
| Administrator’s EIN |
621377401 |
| Plan administrator’s name |
TULLIS-DICKERSON & CO., INC. |
| Plan administrator’s
address |
ONE STAMFORD PLAZA, STAMFORD, CT, 06901 |
| Administrator’s telephone number |
2036298700 |
Number of participants as of the end of the plan year
| Active participants |
11 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
10 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
21 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-09-14 |
| Name of individual signing |
NORA MENDE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2011-09-14 |
| Name of individual signing |
NORA MENDE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
TULLIS-DICKERSON & CO., INC. 401(K) PLAN
|
2009
|
621377401
|
2010-07-02
|
TULLIS-DICKERSON & CO., INC.
|
22
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1993-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2036298700
|
| Plan sponsor’s mailing address |
ONE STAMFORD PLAZA, STAMFORD, CT, 06901
|
| Plan sponsor’s
address |
263 TRESSER BLVD., FLOOR 12, STAMFORD, CT, 06901
|
Plan administrator’s name and address
| Administrator’s EIN |
621377401 |
| Plan administrator’s name |
TULLIS-DICKERSON & CO., INC. |
| Plan administrator’s
address |
ONE STAMFORD PLAZA, STAMFORD, CT, 06901 |
| Administrator’s telephone number |
2036298700 |
Number of participants as of the end of the plan year
| Active participants |
15 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
8 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
23 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-07-02 |
| Name of individual signing |
NORA MENDE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2010-07-02 |
| Name of individual signing |
NORA MENDE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
