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PORTFOLIO ADVISORS, LLC

Company Details

Entity Name: PORTFOLIO ADVISORS, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 19 Jun 1997 (Companies founded in June 1997)
Business ALEI: 0565226
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 9 Old Kings Highway South, Darien, CT, 06820, United States
Mailing address: 9 Old Kings Highway South, Darien, CT, United States, 06820
ZIP code: 06820 (Companies in Fairfield, 06820)
County: Fairfield
Place of Formation: CONNECTICUT
E-Mail: Compliancemail@cscinfo.com

Central Index Key

CIK number Mailing Address Business Address Phone
1869928 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820 2036448694

Filings since 2021-10-01
Form type 40-APP/A
File number 812-15249-01
Filing date 2021-10-01
File View File

Filings since 2021-09-02
Form type 40-APP/A
File number 812-15249-01
Filing date 2021-09-02
File View File

Filings since 2021-07-21
Form type 40-APP
File number 812-15249-01
Filing date 2021-07-21
File View File

Filings since 2021-06-30
Form type 40-APP
File number 812-15244-01
Filing date 2021-06-30
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PORTFOLIO ADVISORS LLC 401(K) PROFIT SHARING PLAN 2021 061487853 2022-05-20 PORTFOLIO ADVISORS LLC 119
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 2036623040
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2022-05-20
Name of individual signing TONY WARD
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS LLC 401(K) PROFIT SHARING PLAN 2020 061487853 2021-09-30 PORTFOLIO ADVISORS LLC 103
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 2036623040
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2021-09-30
Name of individual signing TONY WARD
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 061487853 2020-04-06 PORTFOLIO ADVISORS LLC 107
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 2036623040
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2020-04-06
Name of individual signing ERISA FIDUCIARY SERVICES
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS LLC 401(K) PROFIT SHARING PLAN & TRUST 2019 061487853 2020-04-06 PORTFOLIO ADVISORS LLC 107
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 2036623040
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2020-04-06
Name of individual signing ERISA FIDUCIARY SERVICES
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS 401 K PROFIT SHARING PLAN TRUST 2018 061487853 2019-07-01 PORTFOLIO ADVISORS LLC 107
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 2036623040
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2019-07-01
Name of individual signing ERISA FIDUCIARY SERVICES
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS 401 K PROFIT SHARING PLAN TRUST 2017 061487853 2018-06-27 PORTFOLIO ADVISORS LLC 92
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 2036623040
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2018-06-27
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS, LLC 401(K) RETIREMENT SAVINGS PLAN 2016 061487853 2017-06-08 PORTFOLIO ADVISORS, LLC 88
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2036623455
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2017-06-08
Name of individual signing JENIFER PARKER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-06-08
Name of individual signing JENIFER PARKER
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS, LLC 401(K) RETIREMENT SAVINGS PLAN 2015 061487853 2016-06-15 PORTFOLIO ADVISORS, LLC 93
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2036623455
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2016-06-15
Name of individual signing JENIFER PARKER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-06-15
Name of individual signing JENIFER PARKER
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS, LLC 401(K) RETIREMENT SAVINGS PLAN 2014 061487853 2015-07-23 PORTFOLIO ADVISORS, LLC 88
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2036623455
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2015-07-23
Name of individual signing NANCY WEISBERG
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-07-23
Name of individual signing NANCY WEISBERG
Valid signature Filed with authorized/valid electronic signature
PORTFOLIO ADVISORS, LLC 401(K) RETIREMENT SAVINGS PLAN 2013 061487853 2014-03-24 PORTFOLIO ADVISORS, LLC 77
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2036623455
Plan sponsor’s address 9 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820

Signature of
Role Plan administrator
Date 2014-03-21
Name of individual signing NANCY C. WEISBERG
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-03-21
Name of individual signing NANCY C. WEISBERG
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
C T CORPORATION SYSTEM Agent

Officer

Name Role Business address Residence address
FRANKLIN SQUARE HOLDINGS, L.P. Officer 201 ROUSE BOULEVARD, PHILADELPHIA, PA, 19112, United States 201 ROUSE BOULEVARD, PHILADELPHIA, PA, 19112, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012124967 2024-03-25 No data Annual Report Annual Report No data
BF-0011870522 2023-06-30 2023-06-30 Merger Certificate of Merger No data
BF-0011263602 2023-02-15 No data Annual Report Annual Report No data
BF-0010378388 2022-04-01 No data Annual Report Annual Report 2022
BF-0010465606 2022-01-14 2022-01-14 Mass Agent Change � Address Agent Address Change No data
0007273953 2021-03-31 No data Annual Report Annual Report 2021
0006950703 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006943532 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006845867 2020-03-23 No data Annual Report Annual Report 2020
0006664622 2019-10-21 2019-10-21 Change of Agent Agent Change No data

Related by officers

FRANKLIN SQUARE HOLDINGS, L.P.

ROCKY ACQUISITION MERGER CO., LLC

Related by address

9 Old Kings Highway South, Darien, CT, 06820, United States

5 Granby LLC 18 Granby LLC PORTFOLIO ADVISORS CREDIT SECONDARIES FUND, LIMITED PARTNERSHIP

9 Old Kings Highway South, Darien, CT, United States, 06820

PORTFOLIO ADVISORS PRIVATE EQUITY MANAGER (GP) IV,LLC PORTFOLIO ADVISORS CREDIT SECONDARIES FUND, LIMITED PARTNERSHIP

Date of last update: 11 Nov 2024

Sources: Connecticut's Official State Website

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