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SOUTHRIDGE CAPITAL MANAGEMENT LLC

Company Details

Entity Name: SOUTHRIDGE CAPITAL MANAGEMENT LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Revoked
Date Formed: 02 May 1997
Business ALEI: 0562119
Business address: REGISTERED AGENTS, LTD 1220 NORTH MARKET STREET SUITE 606, WILMINGTON, DE, 19801
Mailing address: 90 GROVE STREET SUITE 206, RIDGEFIELD, CT, 06877
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN 2014 061457883 2015-05-07 SOUTHRIDGE CAPITAL MANAGEMENT, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-11-01
Business code 523900
Sponsor’s telephone number 2034318300
Plan sponsor’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130

Signature of
Role Plan administrator
Date 2015-05-07
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-05-07
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN 2013 061457883 2014-07-21 SOUTHRIDGE CAPITAL MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-11-01
Business code 523900
Sponsor’s telephone number 2034318300
Plan sponsor’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130

Signature of
Role Plan administrator
Date 2014-07-21
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-07-21
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN 2012 061457883 2013-07-22 SOUTHRIDGE CAPITAL MANAGEMENT, LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-11-01
Business code 523900
Sponsor’s telephone number 2034318300
Plan sponsor’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130

Signature of
Role Plan administrator
Date 2013-07-22
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-22
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN 2011 061457883 2012-07-16 SOUTHRIDGE CAPITAL MANAGEMENT, LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-11-01
Business code 523900
Sponsor’s telephone number 2034318300
Plan sponsor’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130

Plan administrator’s name and address
Administrator’s EIN 061457883
Plan administrator’s name SOUTHRIDGE CAPITAL MANAGEMENT, LLC
Plan administrator’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
Administrator’s telephone number 2034318300

Signature of
Role Plan administrator
Date 2012-07-16
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-16
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN 2010 061457883 2011-07-13 SOUTHRIDGE CAPITAL MANAGEMENT, LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-11-01
Business code 523900
Sponsor’s telephone number 2034318300
Plan sponsor’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130

Plan administrator’s name and address
Administrator’s EIN 061457883
Plan administrator’s name SOUTHRIDGE CAPITAL MANAGEMENT, LLC
Plan administrator’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
Administrator’s telephone number 2034318300

Signature of
Role Plan administrator
Date 2011-07-13
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-07-13
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN 2009 061457883 2010-07-23 SOUTHRIDGE CAPITAL MANAGEMENT, LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-11-01
Business code 523900
Sponsor’s telephone number 2034318300
Plan sponsor’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130

Plan administrator’s name and address
Administrator’s EIN 061457883
Plan administrator’s name SOUTHRIDGE CAPITAL MANAGEMENT, LLC
Plan administrator’s address 90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
Administrator’s telephone number 2034318300

Signature of
Role Plan administrator
Date 2010-07-23
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-07-23
Name of individual signing HENRY SARGENT
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Residence address
STEPHEN M. HICKS Agent 49 PERRY LANE, RIDGEFIELD, CT, 06877, United States 49 PERRY LANE, RIDGEFIELD, CT, 06877, United States

Officer

Name Role Business address Residence address
STEPHEN MURRAY HICKS Officer 90 GROVE ST., STE. 206, RIDGEFIELD, CT, 06877, United States 31 COUNTRY CLUB RD, RIDGEFIELD, CT, 06877, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0010990158 2022-08-30 No data Administrative Dissolution Certificate of Dissolution/Revocation No data
BF-0010616651 2022-06-01 No data Administrative Dissolution Notice of Intent to Dissolve/Revoke No data
0004596223 2011-07-18 No data Annual Report Annual Report 2011
0004196310 2010-05-06 No data Annual Report Annual Report 2010
0004013684 2009-08-21 No data Annual Report Annual Report 2009
0003733745 2008-07-16 No data Annual Report Annual Report 2008
0003459511 2007-05-15 No data Annual Report Annual Report 2007
0003231831 2006-05-15 No data Annual Report Annual Report 2006
0003103105 2005-10-06 No data Annual Report Annual Report 2005
0003103104 2005-10-06 No data Annual Report Annual Report 2004

Related by officers

STEPHEN M. HICKS

SOLVTRON SYSTEMS INTERNATIONAL INC. PETALS DECORATIVE ACCENTS, INC. COMMONWEALTH CAPITAL MANAGEMENT INC.

Related by address

90 GROVE STREET SUITE 206, RIDGEFIELD, CT, 06877

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Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

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