SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN
|
2014
|
061457883
|
2015-05-07
|
SOUTHRIDGE CAPITAL MANAGEMENT, LLC
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-11-01
|
Business code |
523900
|
Sponsor’s telephone number |
2034318300
|
Plan sponsor’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
|
Signature of
Role |
Plan administrator |
Date |
2015-05-07 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2015-05-07 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN
|
2013
|
061457883
|
2014-07-21
|
SOUTHRIDGE CAPITAL MANAGEMENT, LLC
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-11-01
|
Business code |
523900
|
Sponsor’s telephone number |
2034318300
|
Plan sponsor’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
|
Signature of
Role |
Plan administrator |
Date |
2014-07-21 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2014-07-21 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN
|
2012
|
061457883
|
2013-07-22
|
SOUTHRIDGE CAPITAL MANAGEMENT, LLC
|
16
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-11-01
|
Business code |
523900
|
Sponsor’s telephone number |
2034318300
|
Plan sponsor’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
|
Signature of
Role |
Plan administrator |
Date |
2013-07-22 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-07-22 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN
|
2011
|
061457883
|
2012-07-16
|
SOUTHRIDGE CAPITAL MANAGEMENT, LLC
|
17
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-11-01
|
Business code |
523900
|
Sponsor’s telephone number |
2034318300
|
Plan sponsor’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
|
Plan administrator’s name and address
Administrator’s EIN |
061457883 |
Plan administrator’s name |
SOUTHRIDGE CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130 |
Administrator’s telephone number |
2034318300 |
Signature of
Role |
Plan administrator |
Date |
2012-07-16 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2012-07-16 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN
|
2010
|
061457883
|
2011-07-13
|
SOUTHRIDGE CAPITAL MANAGEMENT, LLC
|
19
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-11-01
|
Business code |
523900
|
Sponsor’s telephone number |
2034318300
|
Plan sponsor’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
|
Plan administrator’s name and address
Administrator’s EIN |
061457883 |
Plan administrator’s name |
SOUTHRIDGE CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130 |
Administrator’s telephone number |
2034318300 |
Signature of
Role |
Plan administrator |
Date |
2011-07-13 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-07-13 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
SOUTHRIDGE CAPITAL MANAGEMENT 401(K) PLAN
|
2009
|
061457883
|
2010-07-23
|
SOUTHRIDGE CAPITAL MANAGEMENT, LLC
|
18
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1999-11-01
|
Business code |
523900
|
Sponsor’s telephone number |
2034318300
|
Plan sponsor’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130
|
Plan administrator’s name and address
Administrator’s EIN |
061457883 |
Plan administrator’s name |
SOUTHRIDGE CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
90 GROVE ST STE 204, RIDGEFIELD, CT, 068774130 |
Administrator’s telephone number |
2034318300 |
Signature of
Role |
Plan administrator |
Date |
2010-07-23 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2010-07-23 |
Name of individual signing |
HENRY SARGENT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|