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JOHNSEN, FRETTY & CO., LLC

Company Details

Entity Name: JOHNSEN, FRETTY & CO., LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Date Formed: 15 Oct 1996 (Companies founded in October 1996)
Business ALEI: 0546490
Annual report due: 31 Mar 2025
NAICS code: 523150 - Investment Banking and Securities Intermediation
Business address: ONE LANDMARK SQUARE 20TH FLOOR, STAMFORD, CT, 06901, United States
Mailing address: ONE LANDMARK SQUARE 20TH FLOOR, STAMFORD, CT, United States, 06901
ZIP code: 06901 (Companies in Fairfield, 06901)
County: Fairfield
Place of Formation: CONNECTICUT
E-Mail: jjohnsen@jfco.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2023 061464827 2024-10-10 JOHNSEN, FRETTY & CO., LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE LANDMARK SQUARE, 20TH FLOOR, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2024-10-10
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2022 061464827 2023-10-16 JOHNSEN, FRETTY & CO., LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE LANDMARK SQUARE, 20TH FLOOR, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2023-10-16
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2021 061464827 2022-09-29 JOHNSEN, FRETTY & CO., LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE LANDMARK SQUARE, 20TH FLOOR, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2022-09-29
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2020 061464827 2021-09-24 JOHNSEN, FRETTY & CO., LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE ATLANTIC STREET, 6TH FLOOR, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2021-09-24
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2019 061464827 2020-09-29 JOHNSEN, FRETTY & CO., LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE ATLANTIC STREET, 6TH FLOOR, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2020-09-29
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2018 061464827 2019-10-28 JOHNSEN, FRETTY & CO., LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE ATLANTIC STREET, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2019-10-28
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2018 061464827 2019-09-24 JOHNSEN, FRETTY & CO., LLC 5
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE ATLANTIC STREET, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2019-09-24
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2017 061464827 2018-10-05 JOHNSEN, FRETTY & CO., LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE ATLANTIC STREET, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2018-10-05
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2016 061464827 2017-09-29 JOHNSEN, FRETTY & CO., LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE ATLANTIC STREET, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2017-09-29
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature
JOHNSEN, FRETTY & CO., LLC 401(K) PLAN 2015 061464827 2016-07-20 JOHNSEN, FRETTY & CO., LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 2034062424
Plan sponsor’s address ONE ATLANTIC STREET, STAMFORD, CT, 06901

Signature of
Role Plan administrator
Date 2016-07-20
Name of individual signing JAMES JOHNSEN
Valid signature Filed with authorized/valid electronic signature

Officer

Name Role Business address Residence address
JAMES E. JOHNSEN Officer ONE LANDMARK SQUARE, 20TH FLOOR, STAMFORD, CT, 06901, United States 7 EAST TRAIL, DARIEN, CT, 06820, United States
STEVEN D. FRETTY Officer ONE LANDMARK SQUARE, 20TH FLOOR, STAMFORD, CT, 06901, United States 107 COGNEWAUGH RD, COS COB, CT, 06807, United States
GABRIEL P. OLIVERIO JR. Officer ONE LANDMARK SQUARE, 20TH FLOOR, STAMFORD, CT, 06901, United States 49 GOODWIVES RIVER RD, DARIEN, CT, 06820, United States

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
STEVEN FRETTY Agent ONE LANDMARK SQUARE 20TH FLOOR, 20TH FLOOR, STAMFORD, CT, 06901, United States ONE LANDMARK SQUARE 20TH FLOOR, 20TH FLOOR, STAMFORD, CT, 06901, United States +1 203-564-3787 sfretty@jfco.com 107 COGNEWAUGH RD, COS COB, CT, 06807, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012174402 2024-04-08 No data Annual Report Annual Report No data
BF-0011261443 2023-01-24 No data Annual Report Annual Report No data
BF-0010269536 2022-03-02 No data Annual Report Annual Report 2022
0007152750 2021-02-15 No data Annual Report Annual Report 2021
0007031790 2020-12-03 No data Annual Report Annual Report 2020
0007031774 2020-12-03 No data Annual Report Annual Report 2019
0007004893 2020-10-19 2020-10-19 Change of Agent Agent Change No data
0007004830 2020-10-19 2020-10-19 Change of Business Address Business Address Change No data
0006154952 2018-04-06 No data Annual Report Annual Report 2016
0006154919 2018-04-06 No data Annual Report Annual Report 2014

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STEVEN D. FRETTY

JFC Holdings II, LLC JFC HOLDINGS, LLC JFC, INC.

STEVEN FRETTY

PG ACQUISITIONS LLC

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Date of last update: 04 Nov 2024

Sources: Connecticut's Official State Website

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