| Entity Name: | CFG CAPITAL MARKETS, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Dissolved |
| Date Formed: | 31 Aug 1995 (Companies founded in August 1995) |
| Date of dissolution: | 23 Mar 2022 |
| Business ALEI: | 0521465 |
| NAICS code: | 523930 - Investment Advice |
| Business address: | 6300 BLAIR HILL LANE SUITE 300, BALTIMORE, MD, 21209, United States |
| Mailing address: | 6300 BLAIR HILL LANE SUITE 300, BALTIMORE, MD, United States, 21209 |
| Place of Formation: | MARYLAND |
| E-Mail: | krast@cfgcapitalmarkets.com |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | CFG CAPITAL MARKETS, LLC | 2235526 | NEW YORK |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1002204 | 6300 BLAIR HILL LANE, 4TH. FLOOR, BALTIMORE, MD, 21209 | 6300 BLAIR HILL LANE, 4TH. FLOOR, BALTIMORE, MD, 21209 | 410-513-8771 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2019-03-12 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-13
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2017-03-13 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-04
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2015-03-04 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | FOCUSN/A |
| File number | 008-48726 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-04-06
| Form type | FOCUSN/A |
| File number | 008-48726 |
| Filing date | 2012-04-06 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-04-06
| Form type | X-17A-5/A |
| File number | 008-48726 |
| Filing date | 2012-04-06 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-03-13
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2012-03-13 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-03-13
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2012-03-13 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-25
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2011-02-25 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-23
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2010-02-23 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-23
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2010-02-23 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-26
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2009-02-26 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-26
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2009-02-26 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-03-03
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2008-03-03 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-03-03
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2008-03-03 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-04-02
| Form type | X-17A-5/A |
| File number | 008-48726 |
| Filing date | 2007-04-02 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-04
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2005-03-04 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-04
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2005-03-04 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-17
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2004-02-17 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-17
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2004-02-17 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-26
| Form type | FOCUSN |
| File number | 008-48726 |
| Filing date | 2003-02-26 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-02-26
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2003-02-26 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-07
| Form type | X-17A-5 |
| File number | 008-48726 |
| Filing date | 2002-03-07 |
| Reporting date | 2001-12-31 |
| File | View File |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| CAPITAL FUNDING GROUP, INC. | Officer | 1422A CLARKVIEW ROAD, BALTIMORE, MD, 21209, United States | 1422A CLARKVIEW ROAD, BALTIMORE, MD, 21209, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | HAVENWOOD CAPITAL MARKETS, LLC | CFG CAPITAL MARKETS, LLC | 2012-01-23 |
| Name change | IPEX, LLC | HAVENWOOD CAPITAL MARKETS, LLC | 1997-11-05 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012027904 | 2023-10-19 | 2023-11-18 | Agent Resignation | Agent Resignation | No data |
| BF-0010518321 | 2022-03-23 | 2022-03-23 | Dissolution | Certificate of Dissolution | No data |
| 0006760620 | 2020-02-19 | No data | Annual Report | Annual Report | 2020 |
| 0006328880 | 2019-01-21 | No data | Annual Report | Annual Report | 2019 |
| 0006313670 | 2019-01-09 | No data | Annual Report | Annual Report | 2018 |
| 0006114698 | 2018-03-09 | No data | Annual Report | Annual Report | 2017 |
| 0005846466 | 2017-05-18 | No data | Change of Agent Address | Agent Address Change | No data |
| 0005628419 | 2016-08-11 | No data | Annual Report | Annual Report | 2016 |
| 0005403199 | 2015-09-29 | No data | Annual Report | Annual Report | 2014 |
| 0005403203 | 2015-09-29 | No data | Annual Report | Annual Report | 2015 |
Date of last update: 04 Nov 2024
Sources: Connecticut's Official State Website
