| Entity Name: | DOWLING & PARTNERS SECURITIES, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 15 Jul 1994 |
| Business ALEI: | 0501139 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 551112 - Offices of Other Holding Companies |
| Business address: | 190 FARMINGTON AVENUE, FARMINGTON, CT, 06032, United States |
| Mailing address: | 190 FARMINGTON AVENUE, FARMINGTON, CT, United States, 06032 |
| ZIP code: | 06032 |
| County: | Hartford |
| Place of Formation: | CONNECTICUT |
| E-Mail: | sots@dowling.com |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | DOWLING & PARTNERS SECURITIES, LLC, NEW YORK | 1889662 | NEW YORK |
| Headquarter of | DOWLING & PARTNERS SECURITIES, LLC, NEW YORK | 2001850 | NEW YORK |
| Headquarter of | DOWLING & PARTNERS SECURITIES, LLC, FLORIDA | M24000009936 | FLORIDA |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 790080 | 190 FARMINGTON AVENUE, FARMINGTON, CT, 06032 | 190 FARMINGTON AVENUE, FARMINGTON, CT, 06032 | 860-676-8600 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2024-02-28 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-22
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2023-02-22 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-24
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2022-02-24 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-02-24
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2021-02-24 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-19
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2020-02-19 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-26
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2019-02-26 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-27
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2018-02-27 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-24
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2016-02-24 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-27
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2014-02-27 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-27
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2014-02-27 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-27
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2009-02-27 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-27
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2009-02-27 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-23
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2007-02-23 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-23
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2007-02-23 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-08-02
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2006-08-02 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-27
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2006-02-27 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-25
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2005-02-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-25
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2005-02-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-26
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2004-02-26 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-26
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2004-02-26 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-05-08
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2003-05-08 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-05-08
| Form type | FOCUSN |
| File number | 008-35658 |
| Filing date | 2003-05-08 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-35658 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 254900NTPWGHA2OLDV63 | 0501139 | US-CT | GENERAL | ACTIVE | 1994-07-15 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O DOWLING CORPORATION, 190 FARMINGTON AVENUE, FARMINGTON, US-CT, US, 06032 |
| Headquarters | 190 FARMINGTON AVENUE, FARMINGTON, US-CT, US, 06032 |
Registration details
| Registration Date | 2017-08-31 |
| Last Update | 2024-02-19 |
| Status | ISSUED |
| Next Renewal | 2025-02-28 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 0501139 |
| Name | Role |
|---|---|
| DOWLING CORPORATION | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| THOMAS A. BYRNE | Officer | 190 FARMINGTON AVENUE, FARMINGTON, CT, 06032, United States | 145 STONER DRIVE, WEST HARTFORD, CT, 06107, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | PAULSEN, DOWLING SECURITIES LLC | DOWLING & PARTNERS SECURITIES, LLC | 1995-11-29 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012396847 | 2024-01-24 | No data | Annual Report | Annual Report | No data |
| BF-0011397050 | 2023-03-23 | No data | Annual Report | Annual Report | No data |
| BF-0010688078 | 2022-07-20 | 2022-07-20 | Change of Agent | Agent Change | No data |
| BF-0010299278 | 2022-03-28 | No data | Annual Report | Annual Report | 2022 |
| 0007277795 | 2021-03-31 | No data | Annual Report | Annual Report | 2021 |
| 0006762037 | 2020-02-19 | No data | Annual Report | Annual Report | 2020 |
| 0006307892 | 2019-01-04 | No data | Annual Report | Annual Report | 2019 |
| 0006003830 | 2018-01-12 | No data | Annual Report | Annual Report | 2018 |
| 0005884988 | 2017-07-11 | No data | Annual Report | Annual Report | 2017 |
| 0005582432 | 2016-06-07 | No data | Annual Report | Annual Report | 2016 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
