| Entity Name: | OPPENHEIMER & CO. INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 17 Nov 1992 (Companies founded in November 1992) |
| Branch of: | OPPENHEIMER & CO. INC. (Company Number 96185) (NEW YORK) |
| Business ALEI: | 0280083 |
| Annual report due: | 17 Nov 2024 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, 10004, United States |
| Mailing address: | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, United States, 10004 |
| Place of Formation: | NEW YORK |
| E-Mail: | Compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JOHN BENEDETTO | Director | 85 BROAD STREET, 22ND FLOOR, NEW YORK, NY, 10004, United States | 85 BROAD STREET, 22ND FLOOR, NEW YORK, NY, 10004, United States |
| ALBERT G. LOWENTHAL | Director | 85 BROAD STREET 22ND FL, NEW YORK, NY, 10004, United States | 85 BROAD STREET 22ND FL, NEW YORK, NY, 10004, United States |
| BRAD WATKINS | Director | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, 10004, United States | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, 10004, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| DENNIS P. MCNAMARA | Officer | 85 BROAD STREET 22ND FL, NEW YORK, NY, 10004, United States | 85 BROAD STREET 22ND FL, NEW YORK, NY, 10004, United States |
| ALBERT G. LOWENTHAL | Officer | 85 BROAD STREET 22ND FL, NEW YORK, NY, 10004, United States | 85 BROAD STREET 22ND FL, NEW YORK, NY, 10004, United States |
| ROBERT LOWENTHAL | Officer | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, 10004, United States | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, 10004, United States |
| BRAD WATKINS | Officer | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, 10004, United States | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, 10004, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | FAHNESTOCK & CO. INC. | OPPENHEIMER & CO. INC. | 2003-09-15 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011394528 | 2023-11-06 | No data | Annual Report | Annual Report | No data |
| BF-0010375185 | 2022-11-02 | No data | Annual Report | Annual Report | 2022 |
| BF-0010452557 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0009822784 | 2021-11-03 | No data | Annual Report | Annual Report | No data |
| 0007012217 | 2020-11-03 | No data | Annual Report | Annual Report | 2020 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006672134 | 2019-11-04 | No data | Annual Report | Annual Report | 2019 |
| 0006274387 | 2018-11-08 | No data | Annual Report | Annual Report | 2018 |
| 0005943242 | 2017-10-09 | No data | Annual Report | Annual Report | 2017 |
Date of last update: 04 Nov 2024
Sources: Connecticut's Official State Website
