| Entity Name: | AST INVESTMENT SERVICES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 11 Oct 1991 |
| Business ALEI: | 0266252 |
| Annual report due: | 11 Oct 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States |
| Mailing address: | ONE CORPORATE DRIVE, SHELTON, CT, United States, 06484 |
| ZIP code: | 06484 |
| County: | Fairfield |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 10000 |
| E-Mail: | CLS-CTARMSevidence@wolterskluwer.com |
| E-Mail: | sheila.beras@prudential.com |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | AST INVESTMENT SERVICES, INC., NEW YORK | 1943456 | NEW YORK |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1436789 | ONE CORPORATE DRIVE, SHELTON, CT, 06484 | ONE CORPORATE DRIVE, SHELTON, CT, 06484 | 973-367-2396 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | APP WD |
| File number | 812-15132-01 |
| Filing date | 2021-07-15 |
| File | View File |
Filings since 2021-06-09
| Form type | 40-APP/A |
| File number | 812-15132-01 |
| Filing date | 2021-06-09 |
| File | View File |
Filings since 2021-02-12
| Form type | 40-APP/A |
| File number | 812-15132-01 |
| Filing date | 2021-02-12 |
| File | View File |
Filings since 2020-11-16
| Form type | 13F-NT |
| File number | 028-19512 |
| Filing date | 2020-11-16 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-11-02
| Form type | 40-APP/A |
| File number | 812-15132-01 |
| Filing date | 2020-11-02 |
| File | View File |
Filings since 2020-09-14
| Form type | 40-APP/A |
| File number | 812-15132-01 |
| Filing date | 2020-09-14 |
| File | View File |
Filings since 2020-08-13
| Form type | 13F-NT |
| File number | 028-19512 |
| Filing date | 2020-08-13 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-06-02
| Form type | 40-APP |
| File number | 812-15132-01 |
| Filing date | 2020-06-02 |
| File | View File |
Filings since 2020-05-12
| Form type | 13F-NT |
| File number | 028-19512 |
| Filing date | 2020-05-12 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-11
| Form type | 13F-NT |
| File number | 028-19512 |
| Filing date | 2020-02-11 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-12
| Form type | 13F-NT |
| File number | 028-19512 |
| Filing date | 2019-11-12 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-08
| Form type | 13F-NT |
| File number | 028-19512 |
| Filing date | 2019-08-08 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-14
| Form type | 13F-NT |
| File number | 028-19512 |
| Filing date | 2019-05-14 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2017-03-01
| Form type | 40-APP/A |
| File number | 812-14608-34 |
| Filing date | 2017-03-01 |
| File | View File |
Filings since 2014-11-18
| Form type | 40-APP/A |
| File number | 812-14159-11 |
| Filing date | 2014-11-18 |
| File | View File |
Filings since 2014-10-03
| Form type | 40-APP/A |
| File number | 812-14159-11 |
| Filing date | 2014-10-03 |
| File | View File |
Filings since 2014-02-21
| Form type | 40-APP/A |
| File number | 812-14159-11 |
| Filing date | 2014-02-21 |
| File | View File |
Filings since 2013-10-04
| Form type | 40-APP/A |
| File number | 812-14159-11 |
| Filing date | 2013-10-04 |
| File | View File |
Filings since 2013-05-24
| Form type | 40-APP |
| File number | 812-14159-11 |
| Filing date | 2013-05-24 |
| File | View File |
Filings since 2009-02-19
| Form type | APP NTC |
| File number | 812-13632-14 |
| Filing date | 2009-02-19 |
| File | View File |
Filings since 2009-02-18
| Form type | 40-APP |
| File number | 812-13632-14 |
| Filing date | 2009-02-18 |
| File | View File |
Filings since 2008-09-05
| Form type | 40-APP |
| File number | 812-13572-08 |
| Filing date | 2008-09-05 |
| File | View File |
Filings since 2008-08-26
| Form type | 40-APP/A |
| File number | 812-13537-02 |
| Filing date | 2008-08-26 |
| File | View File |
Filings since 2008-06-02
| Form type | 40-APP |
| File number | 812-13537-02 |
| Filing date | 2008-06-02 |
| File | View File |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| DYLAN J TYSON | Director | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States |
| SCOTT E BENJAMIN | Director | 655 Broad Street, Newark, NJ, 07102, United States | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States |
| TIMOTHY S CRONIN | Director | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| TIMOTHY S CRONIN | Officer | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States |
| MAGGIE PALEN | Officer | 751 Broad St., Newark, NJ, 07102, United States | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States |
| CLAUDIA DIGIACOMO | Officer | 655 Broad Street, Newark, NJ, 07102, United States | ONE CORPORATE DRIVE, SHELTON, CT, 06484, United States |
| ROBERT KUTYLA | Officer | 655 Broad Street, Newark, NJ, 07012, United States | 655 Broad Street, Newark, NJ, 07012, United States |
| FRANK PAPASAVAS | Officer | 655 Broad Street, Newark, NJ, 07102, United States | 655 Broad Street, Newark, NJ, 07102, United States |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | AMERICAN SKANDIA INVESTMENT SERVICES, INCORPORATED | AST INVESTMENT SERVICES, INC. | 2007-04-18 |
| Name change | AMERICAN SKANDIA LIFE INVESTMENT MANAGEMENT, INC. | AMERICAN SKANDIA INVESTMENT SERVICES, INCORPORATED | 1995-04-06 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012266571 | 2024-10-10 | No data | Annual Report | Annual Report | No data |
| BF-0011391150 | 2023-09-12 | No data | Annual Report | Annual Report | No data |
| BF-0010390149 | 2022-10-10 | No data | Annual Report | Annual Report | 2022 |
| BF-0009819111 | 2021-10-05 | No data | Annual Report | Annual Report | No data |
| 0006997836 | 2020-10-08 | No data | Annual Report | Annual Report | 2020 |
| 0006644877 | 2019-09-16 | No data | Annual Report | Annual Report | 2019 |
| 0006244324 | 2018-09-10 | No data | Annual Report | Annual Report | 2018 |
| 0005919500 | 2017-09-01 | No data | Annual Report | Annual Report | 2017 |
| 0005647669 | 2016-09-08 | No data | Annual Report | Annual Report | 2016 |
| 0005396473 | 2015-09-15 | No data | Annual Report | Annual Report | 2015 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
