| Entity Name: | GOODWIN CAPITAL ADVISERS, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 28 Aug 1990 |
| Branch of: | GOODWIN CAPITAL ADVISERS, INC. (Company Number 38637) (NEW YORK) |
| Business ALEI: | 0252210 |
| Annual report due: | 28 Aug 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States |
| Mailing address: | ONE FINANCIAL PLAZA, HARTFORD, CT, United States, 06103 |
| ZIP code: | 06103 |
| County: | Hartford |
| Place of Formation: | NEW YORK |
| E-Mail: | AUDRA.GILLARD@CONNING.COM |
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| 1399507 | ONE AMERICAN ROW, HARTFORD, CT, 06103 | ONE AMERICAN ROW, HARTFORD, CT, 06103 | (860) 403-5000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-NT |
| File number | 028-12511 |
| Filing date | 2012-02-06 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-11-10
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2011-11-10 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-07-15
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2011-07-15 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-05-12
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2011-05-12 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-02-11
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2011-02-11 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-11-12
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2010-11-12 |
| Reporting date | 2010-09-30 |
| File | View File |
Filings since 2010-08-10
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2010-08-10 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2010-05-12
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2010-05-12 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-02-09
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2010-02-09 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-11-12
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2009-11-12 |
| Reporting date | 2009-09-30 |
| File | View File |
Filings since 2009-08-12
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2009-08-12 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-05-12
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2009-05-12 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-02-03
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2009-02-03 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-11-12
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2008-11-12 |
| Reporting date | 2008-09-30 |
| File | View File |
Filings since 2008-08-14
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2008-08-14 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2008-05-09
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2008-05-09 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-03-18
| Form type | 13F-HR/A |
| File number | 028-12511 |
| Filing date | 2008-03-18 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2008-03-18
| Form type | 13F-HR/A |
| File number | 028-12511 |
| Filing date | 2008-03-18 |
| Reporting date | 2007-09-30 |
| File | View File |
Filings since 2008-02-13
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2008-02-13 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-11-14
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2007-11-14 |
| Reporting date | 2007-09-30 |
| File | View File |
Filings since 2007-08-13
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2007-08-13 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2007-05-15
| Form type | 13F-HR |
| File number | 028-12511 |
| Filing date | 2007-05-15 |
| Reporting date | 2007-03-31 |
| File | View File |
| Name | Role | Business address | Phone | Residence address | |
|---|---|---|---|---|---|
| VI R. SMALLEY | Agent | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States | +1 860-833-7059 | AUDRA.GILLARD@CONNING.COM | One Financial Plaza, Hartford, CT, 06103, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| LINWOOD (WOODY) E. BRADFORD, | Director | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States |
| JUNG W LEE | Director | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States |
| RICHARD SEGA | Director | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States |
| Matthew Daly | Director | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States |
| Name | Role | Business address | Phone | Residence address | |
|---|---|---|---|---|---|
| JUNG W LEE | Officer | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States | No data | No data | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States |
| VI R. SMALLEY | Officer | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States | +1 860-833-7059 | AUDRA.GILLARD@CONNING.COM | One Financial Plaza, Hartford, CT, 06103, United States |
| RICHARD SEGA | Officer | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States | No data | No data | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | PXP INSTITUTIONAL MARKETS GROUP, LTD. | GOODWIN CAPITAL ADVISERS, INC. | 2007-01-03 |
| Name change | NATIONAL SECURITIES & RESEARCH CORPORATION | PXP INSTITUTIONAL MARKETS GROUP, LTD. | 2001-03-29 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012265953 | 2024-08-21 | No data | Annual Report | Annual Report | No data |
| BF-0011391210 | 2023-08-21 | No data | Annual Report | Annual Report | No data |
| BF-0010195798 | 2022-08-02 | No data | Annual Report | Annual Report | 2022 |
| BF-0009808730 | 2021-08-30 | No data | Annual Report | Annual Report | No data |
| 0006964722 | 2020-08-20 | No data | Annual Report | Annual Report | 2020 |
| 0006615565 | 2019-08-06 | No data | Annual Report | Annual Report | 2019 |
| 0006240169 | 2018-08-30 | No data | Annual Report | Annual Report | 2018 |
| 0006204519 | 2018-06-21 | No data | Annual Report | Annual Report | 2017 |
| 0005635118 | 2016-08-23 | No data | Annual Report | Annual Report | 2016 |
| 0005377083 | 2015-08-06 | No data | Annual Report | Annual Report | 2015 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
