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  5. SCHMITT-SUSSMAN ENTERPRISES, INC.

SCHMITT-SUSSMAN ENTERPRISES, INC.

Headquarter

Company Details

Entity Name: SCHMITT-SUSSMAN ENTERPRISES, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 18 May 1990
Business ALEI: 0248240
Annual report due: 18 May 2025
NAICS code: 524210 - Insurance Agencies and Brokerages
Business address: 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States
Mailing address: 34 PRINDLE HILL ROAD, ORANGE, CT, United States, 06477
ZIP code: 06477
County: New Haven
Place of Formation: DELAWARE
E-Mail: Compliancemail@cscinfo.com

Links between entities

Type Company Name Company Number State
Headquarter of SCHMITT-SUSSMAN ENTERPRISES, INC. 788250 NEW YORK

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SCHMITT SUSSMAN ENTERPRISES, INC - CIGNA 2023 060895325 2024-07-24 SCHMITT SUSSMAN ENTERPRISES INC 141
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2023-04-01
Business code 524210
Sponsor’s telephone number 2037956039
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address PO BOX 1500, ORANGE, CT, 064777500
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 139
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2024-07-24
Name of individual signing ERIKA BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2022 060895325 2023-09-13 SCHMITT-SUSSMAN ENTERPRISES, INC. 247
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-08-01
Business code 524210
Sponsor’s telephone number 8009907890
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address 34 PRINDLE HILL ROAD, PO BOX 1500, ORANGE, CT, 06477
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 173
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 68
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 230
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 28

Signature of
Role Plan administrator
Date 2023-09-13
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-09-13
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
SCHMITT SUSSMAN ENTERPRISES, INC. - CIGNA 2022 060895325 2023-06-15 SCHMITT SUSSMAN ENTERPRISES, INC. 268
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2022-04-01
Business code 524210
Sponsor’s telephone number 2037956039
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address PO BOX 1500, ORANGE, CT, 064777500
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 260
Retired or separated participants receiving benefits 1
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2023-06-15
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-06-15
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2021 060895325 2022-08-24 SCHMITT-SUSSMAN ENTERPRISES, INC. 265
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-08-01
Business code 524210
Sponsor’s telephone number 8009907890
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address 34 PRINDLE HILL ROAD, PO BOX 1500, ORANGE, CT, 06477
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 168
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 73
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 232
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 19

Signature of
Role Plan administrator
Date 2022-08-24
Name of individual signing TERRY GOTTLEIB
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-08-24
Name of individual signing TERRY GOTTLEIB
Valid signature Filed with authorized/valid electronic signature
SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2020 060895325 2021-08-26 SCHMITT-SUSSMAN ENTERPRISES, INC. 297
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-08-01
Business code 524210
Sponsor’s telephone number 8009907890
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address 34 PRINDLE HILL ROAD, PO BOX 1500, ORANGE, CT, 06477
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 187
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 75
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 253
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 52

Signature of
Role Plan administrator
Date 2021-08-26
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-08-26
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2019 060895325 2020-10-08 SCHMITT-SUSSMAN ENTERPRISES, INC. 315
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-08-01
Business code 524210
Sponsor’s telephone number 8009907890
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address 34 PRINDLE HILL ROAD, PO BOX 1500, ORANGE, CT, 06477
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 235
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 55
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 277
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 26

Signature of
Role Plan administrator
Date 2020-10-08
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-10-08
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2018 060895325 2019-10-07 SCHMITT-SUSSMAN ENTERPRISES, INC. 320
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-08-01
Business code 524210
Sponsor’s telephone number 8009907890
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address 34 PRINDLE HILL ROAD, PO BOX 1500, ORANGE, CT, 06477
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 224
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 86
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 294
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 19

Signature of
Role Plan administrator
Date 2019-10-07
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-10-07
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
SCHMITT SUSSMAN ENTERPRISES, INC.-CIGNA 2017 060895325 2018-07-24 SCHMITT SUSSMAN ENTERPRISES, INC 205
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2017-04-01
Business code 524210
Sponsor’s telephone number 8009904737
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address PO BOX 1500, ORANGE, CT, 064777500
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 204
Retired or separated participants receiving benefits 1

Signature of
Role Plan administrator
Date 2018-07-24
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2017 060895325 2018-09-12 SCHMITT-SUSSMAN ENTERPRISES, INC. 283
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-08-01
Business code 524210
Sponsor’s telephone number 8009907890
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address 34 PRINDLE HILL ROAD, PO BOX 1500, ORANGE, CT, 06477
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 227
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 88
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 299
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 32

Signature of
Role Plan administrator
Date 2018-09-12
Name of individual signing SHARON KEARNEY
Valid signature Filed with authorized/valid electronic signature
SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2016 060895325 2017-09-22 SCHMITT-SUSSMAN ENTERPRISES, INC. 288
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-08-01
Business code 524210
Sponsor’s telephone number 8009904737
Plan sponsor’s DBA name PFP SERVICES
Plan sponsor’s mailing address 34 PRINDLE HILL ROAD, PO BOX 1500, ORANGE, CT, 06477
Plan sponsor’s address 34 PRINDLE HILL ROAD, ORANGE, CT, 06477

Number of participants as of the end of the plan year
Active participants 235
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 44
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 262
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 30

Signature of
Role Plan administrator
Date 2017-09-22
Name of individual signing JOSEPH P. HERZOG
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-09-22
Name of individual signing JOSEPH P. HERZOG
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
CORPORATION SERVICE COMPANY Agent

Officer

Name Role Business address Residence address
STANLEY H. SUSSMAN Officer 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States
JOHN C. SCHMITT II Officer 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States
DAVID J. SUSSMAN Officer 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States
TIMOTHY SCHMITT Officer 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States

Director

Name Role Business address Residence address
JOHN C. SCHMITT III Director 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States
DAVID J. SUSSMAN Director 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States
TIMOTHY SCHMITT Director 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States 34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012268442 2024-05-29 No data Annual Report Annual Report No data
BF-0011389187 2023-05-08 No data Annual Report Annual Report No data
BF-0010352283 2022-05-26 No data Annual Report Annual Report 2022
BF-0010457322 2022-01-14 2022-01-14 Mass Agent Change � Address Agent Address Change No data
0007351903 2021-05-26 No data Annual Report Annual Report 2021
0006943532 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006950703 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006901923 2020-05-11 No data Annual Report Annual Report 2020
0006549494 2019-05-01 No data Annual Report Annual Report 2019
0006171171 2018-04-27 No data Annual Report Annual Report 2018

Trademark

Mark US Serial Number Application Filing Date US Registration Number Registration Date
PFP 73496908 1984-08-29 1345038 1985-06-25
Trademark image
Register Principal
Mark Type Service Mark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 1991-12-18
Publication Date 1985-04-16
Date Cancelled 1991-12-18

Mark Information
Mark Literal Elements PFP
Standard Character Claim No
Mark Drawing Type 5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services
For INSURANCE ENROLLMENT AND ADMINISTRATION SERVICES, NAMELY ADMINISTRATION OF LIFE INSURANCE PLANS, ENROLLING EMPLOYEES AND MEMBERS OF SPONSORING ORGANIZATIONS IN GROUP PLANS OF SELECTED CARRIERS, AND ADMINISTERING COLLECTION OF PREMIUMS VIA PAYROLL DEDUCTIONS
International Class(es) 036 - Primary Class
U.S Class(es) 101, 102
Class Status SECTION 8 - CANCELLED
First Use Jan. 1973
Use in Commerce Jan. 1973

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name SCHMITT-SUSSMAN ENTERPRISES, INC.
Owner Address 155 BROAD STREET MILFORD, CONNECTICUT UNITED STATES 06460
Legal Entity Type CORPORATION
State or Country Where Organized CONNECTICUT

Attorney/Correspondence Information
Attorney Name MELVIN I. STOLTZ
Correspondent Name/Address MATTERN, WARE STOLTZ AND FRESSOLA, 34 SHERMAN COURT, FAIRFIELD, CONNECTICUT UNITED STATES 06430

Prosecution History
Date Description
1991-12-18 CANCELLED SEC. 8 (6-YR)
1985-06-25 REGISTERED-PRINCIPAL REGISTER
1985-04-16 PUBLISHED FOR OPPOSITION
1985-03-20 NOTICE OF PUBLICATION
1985-03-18 NOTICE OF PUBLICATION
1985-02-20 APPROVED FOR PUB - PRINCIPAL REGISTER
1985-01-07 CORRESPONDENCE RECEIVED IN LAW OFFICE
1984-12-17 NON-FINAL ACTION MAILED
1984-12-14 ASSIGNED TO EXAMINER

TM Staff and Location Information
Current Location FILE DESTROYED
Date in Location 1996-11-30
PFP PLANS FOR PROFESSIONALS 73496907 1984-08-29 1358418 1985-09-03
Trademark image
Register Principal
Mark Type Service Mark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 1992-02-11
Publication Date 1985-06-25
Date Cancelled 1992-02-11

Mark Information
Mark Literal Elements PFP PLANS FOR PROFESSIONALS
Standard Character Claim No
Mark Drawing Type 5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services
For INSURANCE ENROLLMENT AND ADMINISTRATION SERVICES, NAMELY ADMINISTRATION OF LIFE INSURANCE PLANS, ENROLLING EMPLOYEES AND MEMBERS OF SPONSORING ORGANIZATIONS IN GROUP PLANS OF SELECTED CARRIERS, AND ADMINISTERING COLLECTION OF PREMIUMS VIA PAYROLL DEDUCTIONS
International Class(es) 036 - Primary Class
U.S Class(es) 101, 102
Class Status SECTION 8 - CANCELLED
First Use Jan. 1973
Use in Commerce Jan. 1973

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name SCHMITT-SUSSMAN ENTERPRISES, INC.
Owner Address 155 BROAD STREET MILFORD, CONNECTICUT UNITED STATES 06460
Legal Entity Type CORPORATION
State or Country Where Organized CONNECTICUT

Attorney/Correspondence Information
Attorney Name MELVIN I. STOLTZ
Correspondent Name/Address MATTERN, WARE STOLTZ AND FRESSOLA, 34 SHERMAN COURT, FAIRFIELD, CONNECTICUT UNITED STATES 06430

Prosecution History
Date Description
1992-02-11 CANCELLED SEC. 8 (6-YR)
1985-09-03 REGISTERED-PRINCIPAL REGISTER
1985-06-25 PUBLISHED FOR OPPOSITION
1985-05-26 NOTICE OF PUBLICATION
1985-04-24 APPROVED FOR PUB - PRINCIPAL REGISTER
1985-04-10 CORRESPONDENCE RECEIVED IN LAW OFFICE
1985-03-26 NON-FINAL ACTION MAILED
1985-01-22 CORRESPONDENCE RECEIVED IN LAW OFFICE
1984-12-17 NON-FINAL ACTION MAILED
1984-12-14 ASSIGNED TO EXAMINER

TM Staff and Location Information
Current Location FILE DESTROYED
Date in Location 1996-12-15

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Related by address

34 PRINDLE HILL ROAD, ORANGE, CT, 06477, United States

COLONIAL BUILDING ASSOCIATES, LLC

34 PRINDLE HILL ROAD, ORANGE, CT, United States, 06477

COLONIAL BUILDING ASSOCIATES, LLC

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

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