CARPENTER FINANCIAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
|
2023
|
061536689
|
2024-10-15
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
005
|
Effective date of plan |
2000-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
1 MILL POND LN, SIMSBURY, CT, 060705408
|
Plan sponsor’s
address |
1 MILL POND LN, SIMSBURY, CT, 060705408
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2024-10-15 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2024-10-15 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINANCIAL GROUP, INC. 401K PLAN & TRUST
|
2022
|
061536689
|
2023-11-15
|
CARPENTER FINANCIAL GROUP. INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
007
|
Effective date of plan |
2009-02-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
C/O MOLLY CARPENTER, ATTY IN FACT, 18 PONDSIDE LN, WEST SIMSBURY, CT, 060922422
|
Plan sponsor’s
address |
C/O MOLLY CARPENTER, ATTY IN FACT, 18 PONDSIDE LN, WEST SIMSBURY, CT, 060922422
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2023-11-15 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2023-11-15 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINANCIAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
|
2022
|
061536689
|
2023-10-12
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
005
|
Effective date of plan |
2000-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
1 MILL POND LN, SIMSBURY, CT, 060702486
|
Plan sponsor’s
address |
1 MILL POND LN, SIMSBURY, CT, 060702486
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2023-10-12 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2023-10-12 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINANCIAL GROUP, INC. 401K PLAN & TRUST
|
2021
|
061536689
|
2022-11-15
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
007
|
Effective date of plan |
2009-02-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
10 TOWER LANE, AVON, CT, 06001
|
Plan sponsor’s
address |
10 TOWER LANE, AVON, CT, 06001
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2022-11-15 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2022-11-15 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINANCIAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
|
2021
|
061536689
|
2022-10-13
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
005
|
Effective date of plan |
2000-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
35 TOWER LANE, AVON, CT, 06001
|
Plan sponsor’s
address |
35 TOWER LANE, AVON, CT, 06001
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2022-10-13 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2022-10-13 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINANCIAL GROUP, INC. 401K PLAN & TRUST
|
2020
|
061536689
|
2021-10-27
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
007
|
Effective date of plan |
2009-02-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
35 TOWER LANE, AVON, CT, 06001
|
Plan sponsor’s
address |
35 TOWER LANE, AVON, CT, 06001
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2021-10-27 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2021-10-27 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINCIAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
|
2020
|
061536689
|
2021-10-15
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
005
|
Effective date of plan |
2000-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
35 TOWER LANE, AVON, CT, 06001
|
Plan sponsor’s
address |
35 TOWER LANE, AVON, CT, 06001
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2021-10-15 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2021-10-15 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINANCIAL GROUP, INC. 401K PLAN & TRUST
|
2019
|
061536689
|
2020-11-12
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
007
|
Effective date of plan |
2009-02-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
35 TOWER LANE, AVON, CT, 06001
|
Plan sponsor’s
address |
35 TOWER LANE, AVON, CT, 06001
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2020-11-12 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2020-11-12 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINANCIAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
|
2019
|
061536689
|
2020-10-13
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
Three-digit plan number (PN) |
005
|
Effective date of plan |
2000-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
8605737770
|
Plan sponsor’s mailing address |
35 TOWER LANE, AVON, CT, 06001
|
Plan sponsor’s
address |
35 TOWER LANE, AVON, CT, 06001
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2020-10-13 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2020-10-13 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CARPENTER FINANCIAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
|
2019
|
061536689
|
2020-10-13
|
CARPENTER FINANCIAL GROUP, INC.
|
3
|
|
Three-digit plan number (PN) |
005
|
Effective date of plan |
2000-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
8603230949
|
Plan sponsor’s mailing address |
35 TOWER LANE, AVON, CT, 06001
|
Plan sponsor’s
address |
35 TOWER LANE, AVON, CT, 06001
|
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2020-10-13 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2020-10-13 |
Name of individual signing |
INEKE MURPHY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|