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CAPITAL BROKERAGE CORPORATION

Company Details

Entity Name: CAPITAL BROKERAGE CORPORATION
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 01 May 1989 (Companies founded in May 1989)
Business ALEI: 0233867
Annual report due: 01 May 2025
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 11011 W. Broad St., Glen Allen, VA, 23060, United States
Mailing address: 11011 W. Broad St., Glen Allen, VA, United States, 23060
Place of Formation: WASHINGTON
E-Mail: corpgov.genworth@genworth.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2023 061249811 2024-05-31 CAPITAL BROKERAGE 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038663535
Plan sponsor’s address CO ZEITZ FOR GERALD FLOWERS, 2 BRANCH BROOK DRIVE, SIMSBURY, CT, 06070

Signature of
Role Plan administrator
Date 2024-05-31
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2022 061249811 2023-06-02 CAPITAL BROKERAGE 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038663535
Plan sponsor’s address 2 BRANCH BROOK DRIVE, ELIZABETH ZIETZ, SIMSBURY, CT, 06070

Signature of
Role Plan administrator
Date 2023-06-02
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2021 061249811 2023-04-22 CAPITAL BROKERAGE 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038227445
Plan sponsor’s address 2 BRANCH BROOK DRIVE, SIMSBURY, CT, 06070

Signature of
Role Plan administrator
Date 2023-04-22
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2021 061249811 2022-11-18 CAPITAL BROKERAGE 10
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038663535
Plan sponsor’s address 114 EAST AVE STE 3, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2022-11-18
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2020 061249811 2021-07-16 CAPITAL BROKERAGE 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038227445
Plan sponsor’s address 156 EAST AVENUE, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2021-07-16
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2019 061249811 2020-10-15 CAPITAL BROKERAGE 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038227445
Plan sponsor’s address 156 EAST AVENUE, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2020-10-15
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2018 061249811 2019-07-18 CAPITAL BROKERAGE 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038663535
Plan sponsor’s address 114 EAST AVE STE 3, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2019-07-18
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2017 061249811 2018-10-05 CAPITAL BROKERAGE 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038663535
Plan sponsor’s address 114 EAST AVE STE 3, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2018-10-05
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
GERALD S FLOWERS 401K PROFIT SHARING PLAN AND TRUST 2016 061249811 2017-09-07 CAPITAL BROKERAGE 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-12-01
Business code 524210
Sponsor’s telephone number 2038663535
Plan sponsor’s address 114 EAST AVE STE 3, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2017-09-07
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
CAPITAL BROKERAGE 401(K) PLAN 2013 061249811 2014-09-16 CAPITAL BROKERAGE 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 524210
Sponsor’s telephone number 2038663535
Plan sponsor’s address 114 EAST AVENUE, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2014-09-15
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-09-15
Name of individual signing GERALD FLOWERS
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
CORPORATION SERVICE COMPANY Agent

Officer

Name Role Business address Residence address
BONNIE TURNER Officer 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States 5201 KEITTS CORNER ROAD, MECHANICSVILLE, VA, 23238, United States
THERESA A. MYERS Officer 6620 W. BROAD STREET, RICHMOND, VA, 23230, United States 13318 SLAYDEN CIRCLE, ASHLAND, VA, 23005, United States
CRAIG L. PICHETTE Officer 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States 2631 CHARLESTOWNE LANE, NAPERVILLE, IL, 60564, United States
HOPE M. VAUGHAN Officer 6620 WEST BROAD STAREET, RICHMOND, VA, 23230, United States 3831 WATERWHEEL DRIVE, MIDLOTHIAN, VA, 23112, United States
LISA J. BALDYGA Officer 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States 15539 PINEHURST FOREST DRIVE, MONTPELIR, VA, 23192, United States
Maria Tabb Officer 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States
VIDAL J. TORRES JR. Officer 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States 9124 TOWNSEND PARK DRIVE, GLEN ALLEN, VA, 23060, United States
JAMES J. NAMORATO Officer 6620 WEST RROAD STREET, RICHMOND, VA, 23230, United States 9508 HEATHER SPRING DRIVE, RICHMOND, VA, 23238, United States

Director

Name Role Business address Residence address
M. Brandon Armor Director 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States
Maria Tabb Director 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States
VIDAL J. TORRES JR. Director 6620 WEST BROAD STREET, RICHMOND, VA, 23230, United States 9124 TOWNSEND PARK DRIVE, GLEN ALLEN, VA, 23060, United States
Kellie Canter Director 11011 W. Broad St., Glen Allen, VA, 23060, United States 11011 W. Broad St., Glen Allen, VA, 23060, United States
Garway Bright Director 11011 W. Broad St., Glen Allen, VA, 23060, United States 11011 W. Broad St., Glen Allen, VA, 23060, United States

History

Type Old value New value Date of change
Name change GNA SECURITIES, INC. CAPITAL BROKERAGE CORPORATION 1997-11-12

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012267741 2024-09-19 No data Annual Report Annual Report No data
BF-0011385403 2023-07-04 No data Annual Report Annual Report No data
BF-0008978055 2022-12-09 No data Annual Report Annual Report 2020
BF-0009852587 2022-12-09 No data Annual Report Annual Report No data
BF-0010855809 2022-12-09 No data Annual Report Annual Report No data
BF-0010466097 2022-01-14 2022-01-14 Mass Agent Change � Address Agent Address Change No data
BF-0008978054 2021-10-19 No data Annual Report Annual Report 2019
0006950703 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006943532 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006179711 2018-05-08 No data Annual Report Annual Report 2018

Related by officers

THERESA A. MYERS

GENWORTH FINANCIAL AGENCY, INC. GENWORTH NORTH AMERICA CORPORATION

CRAIG L. PICHETTE

GENWORTH FINANCIAL AGENCY, INC.

HOPE M. VAUGHAN

GENWORTH FINANCIAL AGENCY, INC. LEISA OF CONNECTICUT, INC. GENWORTH NORTH AMERICA CORPORATION NATIONWIDE APPRAISAL SERVICES CORPORATION

LISA J. BALDYGA

GENWORTH FINANCIAL AGENCY, INC. GENWORTH NORTH AMERICA CORPORATION

VIDAL J. TORRES JR.

GENWORTH FINANCIAL AGENCY, INC. GENWORTH NORTH AMERICA CORPORATION GENWORTH FINANCIAL GROUP RETIREMENT, INC. GENWORTH FINANCIAL SECURITIES CORPORATION

Related by address

11011 W. Broad St., Glen Allen, VA, 23060, United States

CareScout, LLC

11011 W. Broad St., Glen Allen, VA, United States, 23060

CareScout, LLC

Date of last update: 11 Nov 2024

Sources: Connecticut's Official State Website

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