| Entity Name: | AMERIPRISE FINANCIAL SERVICES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Withdrawn |
| Date Formed: | 03 Jan 1974 |
| Business ALEI: | 0223615 |
| Annual report due: | 30 Jan 2021 |
| Business address: | 707 2ND AVENUE SOUTH, MINNEAPOLIS, MN, 55474 |
| Place of Formation: | DELAWARE |
| E-Mail: | CLS-CTARMSevidence@wolterskluwer.com |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| THOMAS RICHARD MOORE | Officer | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States |
| WILLIAM J. WILLIAMS | Officer | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States |
| JOSEPH EDWARD SWEENEY | Officer | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States |
| JAMES A. BREFELD JR. | Officer | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States |
| JEFFREY SCHERMAN | Officer | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States |
| CHARLES N. MAGLAQUE | Officer | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States | 707 SECOND AVENUE SOUTH, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474, United States |
| PATRICK H. O'CONNELL | Officer | 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States | 707 SECOND AVENUE SOUTH, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474, United States |
| Name | Role | Business address |
|---|---|---|
| Secretary of State | Agent | 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | AMERICAN EXPRESS FINANCIAL ADVISORS INC. | AMERIPRISE FINANCIAL SERVICES, INC. | 2005-08-18 |
| Name change | IDS FINANCIAL SERVICES INC. | AMERICAN EXPRESS FINANCIAL ADVISORS INC. | 1995-01-11 |
| Name change | IDS MARKETING CORPORATION | IDS FINANCIAL SERVICES INC. | 1987-02-03 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| 0006741305 | 2020-01-29 | 2020-01-29 | Withdrawal | Certificate of Withdrawal | No data |
| 0006699180 | 2019-12-20 | No data | Annual Report | Annual Report | 2020 |
| 0006288819 | 2018-12-07 | No data | Annual Report | Annual Report | 2019 |
| 0005987309 | 2017-12-18 | No data | Annual Report | Annual Report | 2018 |
| 0005724458 | 2016-12-23 | No data | Annual Report | Annual Report | 2017 |
| 0005450065 | 2015-12-18 | No data | Annual Report | Annual Report | 2016 |
| 0005231103 | 2014-12-04 | No data | Annual Report | Annual Report | 2015 |
| 0004991867 | 2013-12-04 | No data | Annual Report | Annual Report | 2014 |
| 0004769309 | 2012-12-24 | No data | Annual Report | Annual Report | 2013 |
| 0004483575 | 2011-12-01 | 2011-12-02 | Change of Agent Address | Agent Address Change | No data |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
