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FINEC CORP.

Company Details

Entity Name: FINEC CORP.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Withdrawn
Sub status: Annual report past due
Date Formed: 17 Jul 1987
Business ALEI: 0203159
Annual report due: 17 Jul 2024
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 998 FARMINGTON AVENUE, SUITE 106, WEST HARTFORD,, CT, 06107, United States
Mailing address: 998 Farmington Ave., 106, West Hartford, CT, United States, 06107
ZIP code: 06107
County: Hartford
Place of Formation: DELAWARE
E-Mail: rklaffky@fnec.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2022 061208395 2023-07-19 FINEC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 998 FARMINGTON AVENUE SUITE 106, WEST HARTFORD, CT, 06107

Signature of

Role Plan administrator
Date 2023-07-19
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2021 061208395 2022-05-03 FINEC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 998 FARMINGTON AVENUE SUITE 106, WEST HARTFORD, CT, 06107

Signature of

Role Plan administrator
Date 2022-05-03
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2020 061208395 2021-07-09 FINEC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 998 FARMINGTON AVENUE SUITE 106, WEST HARTFORD, CT, 06107

Signature of

Role Plan administrator
Date 2021-07-09
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2019 061208395 2020-09-30 FINEC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 998 FARMINGTON AVENUE SUITE 106, WEST HARTFORD, CT, 06107

Signature of

Role Plan administrator
Date 2020-09-30
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2018 061208395 2019-07-15 FINEC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 998 FARMINGTON AVENUE SUITE 106, WEST HARTFORD, CT, 06107

Signature of

Role Plan administrator
Date 2019-07-15
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2017 061208395 2018-07-24 FINEC CORP. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 998 FARMINGTON AVE, STE 216, WEST HARTFORD, CT, 06107

Signature of

Role Plan administrator
Date 2018-07-24
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-07-24
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2016 061208395 2017-09-12 FINEC CORP. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 998 FARMINGTON AVE, STE 216, WEST HARTFORD, CT, 06107

Signature of

Role Plan administrator
Date 2017-09-05
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-09-05
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2015 061208395 2016-09-29 FINEC CORP. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 998 FARMINGTON AVE, STE 216, WEST HARTFORD, CT, 06107

Signature of

Role Plan administrator
Date 2016-09-28
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-09-28
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2014 061208395 2015-09-29 FINEC CORP. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 100 PEARL STREET, HARTFORD, CT, 06103

Signature of

Role Plan administrator
Date 2015-09-29
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-09-29
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature
FIRST NEW ENGLAND CAPITAL 401(K) PLAN 2013 061208395 2014-10-14 FINEC CORP. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 551112
Sponsor’s telephone number 8602933333
Plan sponsor’s address 100 PEARL STREET, HARTFORD, CT, 06103

Signature of

Role Plan administrator
Date 2014-10-14
Name of individual signing RICHARD KLAFFKY
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States

Officer

Name Role Business address Residence address
PAUL F. ROMANELLI Officer 998 FARMINGTON AVENUE, SUITE 106, WEST HARTFORD, CT, 06107, United States 235 EAST RIVER DR, 15TH FL, EAST HARTFORD, CT, 06115, United States
JOHN RITTER Officer 998 FARMINGTON AVENUE, SUITE 106, WEST HARTFORD,, CT, 06107, United States 6 CARNOUSTIE CIRCLE, BLOOMFIELD, CT, 06002, United States
RICHARD KLAFFKY Officer 998 FARMINGTON AVENUE, SUITE 106, WEST HARTFORD,, CT, 06107, United States 18 1/2 GREENOUGH PLACE, NEWPORT, RI, 02840, United States

Director

Name Role Business address Residence address
JOHN RITTER Director 998 FARMINGTON AVENUE, SUITE 106, WEST HARTFORD,, CT, 06107, United States 6 CARNOUSTIE CIRCLE, BLOOMFIELD, CT, 06002, United States
RICHARD KLAFFKY Director 998 FARMINGTON AVENUE, SUITE 106, WEST HARTFORD,, CT, 06107, United States 18 1/2 GREENOUGH PLACE, NEWPORT, RI, 02840, United States
PAUL F. ROMANELLI Director 998 FARMINGTON AVENUE, SUITE 106, WEST HARTFORD, CT, 06107, United States 235 EAST RIVER DR, 15TH FL, EAST HARTFORD, CT, 06115, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0011386912 2023-12-22 No data Annual Report Annual Report No data
BF-0010291860 2023-12-22 No data Annual Report Annual Report 2022
BF-0012504348 2023-12-22 2023-12-31 Withdrawal Certificate of Withdrawal No data
BF-0009759443 2021-07-12 No data Annual Report Annual Report No data
0007265868 2021-03-29 No data Annual Report Annual Report 2020
0006580679 2019-06-19 No data Annual Report Annual Report 2019
0006574609 2019-06-12 No data Annual Report Annual Report 2015
0006574507 2019-06-12 No data Annual Report Annual Report 2012
0006574513 2019-06-12 No data Annual Report Annual Report 2013
0006574601 2019-06-12 No data Annual Report Annual Report 2014

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website