| Entity Name: | SPECTRUM ASSET MANAGEMENT, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 19 May 1987 |
| Business ALEI: | 0200755 |
| Annual report due: | 19 May 2025 |
| NAICS code: | 524210 - Insurance Agencies and Brokerages |
| Business address: | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Mailing address: | 711 HIGH STREET, DES MOINES, IA, United States, 50392 |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 5000 |
| E-Mail: | Compliancemail@cscinfo.com |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1318293 | 2 HIGH RIDGE PARK, STAMFORD, CT, 06905 | 2 HIGH RIDGE PARK, STAMFORD, CT, 06905 | 203-322-0189 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | N-PX |
| File number | 028-11300 |
| Filing date | 2024-08-28 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-07-25
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2024-07-25 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-04-29
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2024-04-29 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-06
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2024-02-06 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-02
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2023-11-02 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-07
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2023-08-07 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2023-05-09 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2023-02-09 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-02
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2022-11-02 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-03
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2022-08-03 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-05-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2022-05-09 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2021-11-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2021-11-09 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2021-08-10 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2021-05-10 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-08
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2021-02-08 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-06
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2020-11-06 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-05
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2020-08-05 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2020-05-12 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-04
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2020-02-04 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2019-11-12 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2019-08-12 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2019-05-10 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2019-02-14 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2018-11-14 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2018-08-13 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2018-05-14 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2018-02-12 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-02
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2017-11-02 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-08
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2017-08-08 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-11
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2017-05-11 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-02-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2017-02-13 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-11-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2016-11-10 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-08-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2016-08-09 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-05-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2016-05-10 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2016-02-09 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-11-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2015-11-09 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-08-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2015-08-10 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-05-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2015-05-12 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2015-02-13 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-11-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2014-11-13 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-08-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2014-08-12 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-05-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2014-05-13 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-02-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2014-02-12 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-11-06
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2013-11-06 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-08-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2013-08-12 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-05-01
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2013-05-01 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-02-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2013-02-14 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-01-29
| Form type | SC 13G |
| Filing date | 2013-01-29 |
| File | View File |
Filings since 2013-01-29
| Form type | SC 13G |
| Filing date | 2013-01-29 |
| File | View File |
Filings since 2013-01-29
| Form type | SC 13G |
| Filing date | 2013-01-29 |
| File | View File |
Filings since 2012-11-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2012-11-13 |
| Reporting date | 2012-09-30 |
| File | View File |
Filings since 2012-08-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2012-08-13 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-05-15
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2012-05-15 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-02-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2012-02-14 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-09
| Form type | SC 13G |
| Filing date | 2012-02-09 |
| File | View File |
Filings since 2012-02-09
| Form type | SC 13G |
| Filing date | 2012-02-09 |
| File | View File |
Filings since 2012-02-09
| Form type | SC 13G |
| Filing date | 2012-02-09 |
| File | View File |
Filings since 2011-11-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2011-11-09 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-08-11
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2011-08-11 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-05-16
| Form type | 13F-HR/A |
| File number | 028-11300 |
| Filing date | 2011-05-16 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-05-16
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2011-05-16 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-02-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2011-02-10 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-09
| Form type | SC 13G |
| Filing date | 2011-02-09 |
| File | View File |
Filings since 2011-02-09
| Form type | SC 13G |
| Filing date | 2011-02-09 |
| File | View File |
Filings since 2011-02-09
| Form type | SC 13G |
| Filing date | 2011-02-09 |
| File | View File |
Filings since 2010-11-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2010-11-12 |
| Reporting date | 2010-09-30 |
| File | View File |
Filings since 2010-08-16
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2010-08-16 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2010-05-18
| Form type | 13F-HR/A |
| File number | 028-11300 |
| Filing date | 2010-05-18 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-05-17
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2010-05-17 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-02-16
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2010-02-16 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-01-26
| Form type | SC 13G |
| Filing date | 2010-01-26 |
| File | View File |
Filings since 2010-01-26
| Form type | SC 13G |
| Filing date | 2010-01-26 |
| File | View File |
Filings since 2010-01-26
| Form type | SC 13G |
| Filing date | 2010-01-26 |
| File | View File |
Filings since 2009-11-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2009-11-12 |
| Reporting date | 2009-09-30 |
| File | View File |
Filings since 2009-08-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2009-08-14 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-05-08
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2009-05-08 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-02-23
| Form type | SC 13G |
| Filing date | 2009-02-23 |
| File | View File |
Filings since 2009-02-23
| Form type | SC 13G |
| Filing date | 2009-02-23 |
| File | View File |
Filings since 2009-02-23
| Form type | SC 13G |
| Filing date | 2009-02-23 |
| File | View File |
Filings since 2009-02-23
| Form type | SC 13G |
| Filing date | 2009-02-23 |
| File | View File |
Filings since 2009-02-17
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2009-02-17 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-11-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2008-11-14 |
| Reporting date | 2008-09-30 |
| File | View File |
Filings since 2008-08-01
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2008-08-01 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2008-05-15
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2008-05-15 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-02-15
| Form type | SC 13G |
| Filing date | 2008-02-15 |
| File | View File |
Filings since 2008-02-15
| Form type | SC 13G |
| Filing date | 2008-02-15 |
| File | View File |
Filings since 2008-02-15
| Form type | SC 13G |
| Filing date | 2008-02-15 |
| File | View File |
Filings since 2008-02-15
| Form type | SC 13G |
| Filing date | 2008-02-15 |
| File | View File |
Filings since 2008-02-15
| Form type | SC 13G |
| Filing date | 2008-02-15 |
| File | View File |
Filings since 2008-02-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2008-02-14 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-11-09
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2007-11-09 |
| Reporting date | 2007-09-30 |
| File | View File |
Filings since 2007-08-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2007-08-10 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2007-05-14
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2007-05-14 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2007-04-19
| Form type | SC 13G |
| Filing date | 2007-04-19 |
| File | View File |
Filings since 2007-02-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2007-02-13 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-11-13
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2006-11-13 |
| Reporting date | 2006-09-30 |
| File | View File |
Filings since 2006-08-11
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2006-08-11 |
| Reporting date | 2006-06-30 |
| File | View File |
Filings since 2006-05-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2006-05-12 |
| Reporting date | 2006-03-31 |
| File | View File |
Filings since 2006-02-10
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2006-02-10 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-10-26
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2005-10-26 |
| Reporting date | 2005-09-30 |
| File | View File |
Filings since 2005-07-12
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2005-07-12 |
| Reporting date | 2005-06-30 |
| File | View File |
Filings since 2005-05-16
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2005-05-16 |
| Reporting date | 2005-03-31 |
| File | View File |
Filings since 2005-02-22
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-03-31 |
| File | View File |
Filings since 2005-02-22
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2005-02-22 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2005-02-22
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-06-30 |
| File | View File |
Filings since 2005-02-22
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-09-30 |
| File | View File |
Filings since 2005-02-22
| Form type | 13F-HR |
| File number | 028-11300 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| WARIMFOO2Y13MJ7LNX31 | 0200755 | US-CT | GENERAL | ACTIVE | 1987-05-19 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O CORPORATION SERVICE COMPANY, GOODWIN SQUARE, 225 ASYLUM STREET, 20TH FLOOR, HARTFORD, US-CT, US, 06103 |
| Headquarters | 711 HIGH STREET, DES MOINES, US-IA, US, 50392 |
Registration details
| Registration Date | 2012-06-06 |
| Last Update | 2024-02-01 |
| Status | ISSUED |
| Next Renewal | 2025-02-13 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 0200755 |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Christopher Agbe-Davies | Officer | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Joseph Hanczor | Officer | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Adrienne McFarland | Officer | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Mark Lieb | Officer | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Lewis Jacoby | Officer | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Matthew Byer | Officer | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Jean Orlando | Officer | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Jill Hittner | Director | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Kamal Bhatia | Director | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Mark Lieb | Director | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Kara Hoogensen | Director | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Christopher Reddy | Director | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Lewis Jacoby | Director | 711 HIGH STREET, DES MOINES, IA, 50392, United States | 711 HIGH STREET, DES MOINES, IA, 50392, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | PHOENIX ASSET MANAGEMENT, INC. | SPECTRUM ASSET MANAGEMENT, INC. | 1987-06-04 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012183444 | 2024-05-20 | No data | Annual Report | Annual Report | No data |
| BF-0011387367 | 2023-05-15 | No data | Annual Report | Annual Report | No data |
| BF-0010278578 | 2022-05-26 | No data | Annual Report | Annual Report | 2022 |
| BF-0010469553 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007350533 | 2021-05-24 | No data | Annual Report | Annual Report | 2021 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006913637 | 2020-05-29 | No data | Annual Report | Annual Report | 2020 |
| 0006560533 | 2019-05-17 | No data | Annual Report | Annual Report | 2019 |
| 0006186097 | 2018-05-18 | No data | Annual Report | Annual Report | 2018 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
