| Entity Name: | CHARTER OAK ASSET MANAGEMENT, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 03 Mar 1987 |
| Business ALEI: | 0197390 |
| Annual report due: | 03 Mar 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 1520 HIGHLAND AVE, CHESHIRE, CT, 06410, United States |
| Mailing address: | 1520 HIGHLAND AVE, CHESHIRE, CT, United States, 06410 |
| ZIP code: | 06410 |
| County: | New Haven |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 5000 |
| E-Mail: | charter.oak@snet.net |
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| 869399 | 1520 HIGHLAND AVENUE, CHESHIRE, CT, 06410-1276 | 1520 HIGHLAND AVENUE, CHESHIRE, CT, 06410-1276 | 203-272-3597X1 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2019-02-27 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-26
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2018-02-26 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-23
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2017-02-23 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-25
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2016-02-25 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-26
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2015-02-26 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-27
| Form type | X-17A-5/A |
| File number | 008-43213 |
| Filing date | 2014-03-27 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-18
| Form type | X-17A-5/A |
| File number | 008-43213 |
| Filing date | 2014-03-18 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-04-15
| Form type | X-17A-5/A |
| File number | 008-43213 |
| Filing date | 2013-04-15 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-25
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2011-02-25 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-26
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2009-02-26 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-27
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2008-02-27 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-27
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2007-02-27 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-24
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2006-02-24 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-04-25
| Form type | X-17A-5/A |
| File number | 008-43213 |
| Filing date | 2005-04-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-24
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2005-02-24 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-24
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2004-02-24 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-26
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2003-02-26 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-02-28
| Form type | X-17A-5 |
| File number | 008-43213 |
| Filing date | 2002-02-28 |
| Reporting date | 2001-12-31 |
| File | View File |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| ROBERT S. MALIK | Agent | 1520 HIGHLAND AVE, CHESHIRE, CT, 06410, United States | 1520 HIGHLAND AVE, CHESHIRE, CT, 06410, United States | +1 203-272-3597 | charter.oak@snet.net | 1263 RICE AVE., CHESHIRE, CT, 06410, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| ROBERT STEPHEN MALIK | Director | 1520 HIGHLAND AVE, CHESHIRE, CT, 06410, United States | 1263 RICE AVENUE, CHESHIRE, CT, 06410, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| ROBERT STEPHEN MALIK | Officer | 1520 HIGHLAND AVE, CHESHIRE, CT, 06410, United States | 1263 RICE AVENUE, CHESHIRE, CT, 06410, United States |
| LINDA ANN MALIK | Officer | 1520 Highland Avenue, ste 202, Cheshire, CT, 06410, United States | 1263 Rice Ave, Cheshire, CT, 06410-1344, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | BARBA CAPITAL MANAGEMENT, INC. | CHARTER OAK ASSET MANAGEMENT, INC. | 1997-05-19 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012179529 | 2024-04-02 | No data | Annual Report | Annual Report | No data |
| BF-0011385937 | 2023-03-27 | No data | Annual Report | Annual Report | No data |
| BF-0010504488 | 2022-03-10 | 2022-03-10 | Interim Notice | Interim Notice | No data |
| BF-0010348996 | 2022-03-07 | No data | Annual Report | Annual Report | 2022 |
| 0007217512 | 2021-03-10 | No data | Annual Report | Annual Report | 2021 |
| 0006788872 | 2020-02-26 | No data | Annual Report | Annual Report | 2020 |
| 0006422197 | 2019-03-04 | No data | Annual Report | Annual Report | 2019 |
| 0006288467 | 2018-12-06 | No data | Annual Report | Annual Report | 2018 |
| 0006105865 | 2018-03-05 | No data | Annual Report | Annual Report | 2015 |
| 0006105921 | 2018-03-05 | No data | Annual Report | Annual Report | 2017 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
