| Entity Name: | NATWEST MARKETS SECURITIES INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 07 Jul 1986 |
| Business ALEI: | 0185427 |
| Annual report due: | 07 Jul 2025 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | 600 WASHINGTON BOULEVARD, STAMFORD, CT, 06901, United States |
| Mailing address: | 600 WASHINGTON BOULEVARD ATTN: LEGAL DEPARTMENT, 7th Floor, STAMFORD, CT, United States, 06901 |
| ZIP code: | 06901 |
| County: | Fairfield |
| Place of Formation: | DELAWARE |
| E-Mail: | sherine.palmer@natwestmarkets.com |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | NATWEST MARKETS SECURITIES INC. | 1172622 | NEW YORK |
| CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 4WN90 | Active | Non-Manufacturer | 2007-10-22 | 2024-03-08 | No data | No data | |||||||||||||||
|
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| POC | JIM BARNARD |
| Phone | +1 203-897-4417 |
| Fax | +1 203-873-4310 |
| Address | 600 WASHINGTON BLVD, STAMFORD, CT, 06901 3726, UNITED STATES |
Ownership of Offeror Information
| Highest Level Owner | Information not Available |
|---|
| Immediate Level Owner | Information not Available |
|---|
| List of Offerors (0) | Information not Available |
|---|
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| ADAM TREBING | Director | 600 WASHINGTON BOULEVARD, STAMFORD, CT, 06901, United States | 600 WASHINGTON BOULEVARD, STAMFORD, CT, 06901, United States |
| JAMES ESPOSITO | Director | 600 WASHINGTON BOULEVARD, STAMFORD, CT, 06901, United States | 318 COSEY BEACH AVENUE, EAST HAVEN, CT, 06512, United States |
| MICHELLE GIRARD | Director | 600 WASHINGTON BOULEVARD, STAMFORD, CT, 06901, United States | 600 WASHINGTON BOULEVARD, STAMFORD, CT, 06901, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| SHERINE PALMER | Officer | 600 WASHINGTON BOULEVARD, STAMFORD, CT, 06901, United States | 600 WASHINGTON BOULEVARD, STAMFORD, CT, 06901, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | RBS SECURITIES INC. | NATWEST MARKETS SECURITIES INC. | 2018-06-08 |
| Name change | GREENWICH CAPITAL MARKETS, INC. | RBS SECURITIES INC. | 2009-04-01 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012278064 | 2024-06-25 | No data | Annual Report | Annual Report | No data |
| BF-0011080799 | 2023-06-30 | No data | Annual Report | Annual Report | No data |
| BF-0010346033 | 2022-08-01 | No data | Annual Report | Annual Report | 2022 |
| BF-0010470606 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0009761839 | 2021-07-07 | No data | Annual Report | Annual Report | No data |
| 0006956073 | 2020-07-31 | No data | Annual Report | Annual Report | 2020 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006609459 | 2019-07-30 | No data | Annual Report | Annual Report | 2019 |
| 0006214796 | 2018-07-12 | No data | Annual Report | Annual Report | 2018 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
