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ROTHSCHILD ASSET MANAGEMENT INC.

Branch

Company Details

Entity Name: ROTHSCHILD ASSET MANAGEMENT INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report past due
Date Formed: 07 Dec 1982
Branch of: ROTHSCHILD ASSET MANAGEMENT INC. (Company Number 733586) (NEW YORK)
Business ALEI: 0137025
Annual report due: 07 Dec 2023
NAICS code: 523110 - Investment Banking and Securities Dealing
Business address: 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Mailing address: 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, United States, 10020
Place of Formation: NEW YORK
E-Mail: Compliancemail@cscinfo.com

Agent

Name Role
PRENTICE-HALL CORPORATION SYSTEM, INC. THE Agent

Director

Name Role Business address Residence address
Sophia Shin Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Michael Kehoe Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Richard Vasquez Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Roger Bos Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Anna Majewska-Niziol Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Jason Smith Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 90 Sharp Hill Rd, Uncasville, CT, 06382, United States
Gary Powell Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 2389 Main St, STE 100, Glastonbury, CT, 06033-4617, United States
Eric Rowan Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Russel Newman Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Paul Roukis Director 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States

Officer

Name Role Business address Residence address
Tiffany Li Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Kunal Desai Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Gary Powell Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 2389 Main St, STE 100, Glastonbury, CT, 06033-4617, United States
Tina Jones Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Ronny Santos Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
William Bertolino Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
Dina Clements Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States
John Carroll Officer 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, United States 54 Cousins Rd, Colchester, CT, 06415-2825, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0010201518 2022-11-29 No data Annual Report Annual Report 2022
BF-0010453029 2022-01-14 2022-01-14 Mass Agent Change � Address Agent Address Change No data
BF-0009827974 2021-11-19 No data Annual Report Annual Report No data
0007030196 2020-12-02 No data Annual Report Annual Report 2020
0006945605 2020-07-06 2020-07-06 Change of Agent Address Agent Address Change No data
0006674659 2019-11-07 No data Annual Report Annual Report 2019
0006278484 2018-11-16 No data Annual Report Annual Report 2018
0005981396 2017-12-07 No data Annual Report Annual Report 2017
0005717878 2016-12-13 No data Annual Report Annual Report 2016
0005449873 2015-12-18 No data Annual Report Annual Report 2015

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website