| Entity Name: | KEEFE, BRUYETTE & WOODS, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Revoked |
| Date Formed: | 27 Jun 1962 |
| Branch of: | KEEFE, BRUYETTE & WOODS, INC. (Company Number 148323) (NEW YORK) |
| Business ALEI: | 0098603 |
| Annual report due: | 28 Jun 2013 |
| Business address: | ONE CONSTITUTION PLAZA 17TH FLOOR, HARTFORD, CT, 06103 |
| Mailing address: | 787 SEVENTH AVENUE 4TH FLOOR, NEW YORK, NY, 10019 |
| ZIP code: | 06103 |
| County: | Hartford |
| Place of Formation: | NEW YORK |
| E-Mail: | bsteinberg@kbw.com |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JOHN DUFFY | Officer | 787 SEVENTH AVENUE, 4TH FL., NEW YORK, NY, 10019, United States | 333 W. 56TH ST., NEW YORK, NY, 10019, United States |
| THOMAS B. MICHAUD | Officer | 787 SEVENTH AVENUE, NEW YORK, NY, 10019, United States | 21 MAHER AVENUE, GREENWICH, CT, 06830, United States |
| MITCHELL B. KLEINMAN | Officer | 787 SEVENTH AVENUE, 5TH FLOOR, NEW YORK, NY, 10019, United States | 75 SEVEN BRIDGES ROAD, CHAPPAQUA, NY, 10574, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | KEEFE & COMPANY, INC. | KEEFE, BRUYETTE & WOODS, INC. | 1962-07-30 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011025046 | 2022-10-03 | No data | Administrative Dissolution | Certificate of Dissolution/Revocation | No data |
| BF-0010659741 | 2022-06-28 | No data | Administrative Dissolution | Notice of Intent to Dissolve/Revoke | No data |
| 0005265926 | 2015-01-07 | 2015-01-07 | Change of Agent | Agent Change | No data |
| 0004690661 | 2012-07-23 | No data | Annual Report | Annual Report | 2012 |
| 0004584308 | 2011-06-22 | No data | Annual Report | Annual Report | 2011 |
| 0004224513 | 2010-06-21 | No data | Annual Report | Annual Report | 2010 |
| 0004001837 | 2009-07-30 | No data | Annual Report | Annual Report | 2009 |
| 0003725467 | 2008-06-03 | No data | Annual Report | Annual Report | 2008 |
| 0003460254 | 2007-05-17 | No data | Annual Report | Annual Report | 2007 |
| 0003208249 | 2006-05-02 | No data | Annual Report | Annual Report | 2006 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
