| Entity Name: | UNITED ALUMINUM CORPORATION |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 17 Jan 1916 |
| Business ALEI: | 0089700 |
| Annual report due: | 17 Jan 2025 |
| NAICS code: | 331410 - Nonferrous Metal (except Aluminum) Smelting and Refining |
| Business address: | 100 UNITED DRIVE, NORTH HAVEN, CT, 06473, United States |
| Mailing address: | 100 UNITED DRIVE, NORTH HAVEN, CT, United States, 06473 |
| ZIP code: | 06473 |
| County: | New Haven |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 10000 |
| E-Mail: | janice.mattern@unitedaluminum.com |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 5QP2R72HHHT8BW5HLW95 | 0089700 | US-CT | GENERAL | ACTIVE | 1916-01-17 | |||||||||||||||||||
|
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| Legal | C/O JOHN S. LAPIDES, 100 UNITED DRIVE, NORTH HAVEN, US-CT, US, 06473-3218 |
| Headquarters | 100 UNITED DRIVE, NORTH HAVEN, US-CT, US, 06473 |
Registration details
| Registration Date | 2012-11-29 |
| Last Update | 2024-09-13 |
| Status | ISSUED |
| Next Renewal | 2025-10-06 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 0089700 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| UNITED ALUMINUM CORPORATION SALARIED EMPLOYEES SAVINGS AND INVESTMENT PLAN | 2023 | 060572100 | 2024-07-12 | UNITED ALUMINUM CORPORATION | 103 | |||||||||||||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2024-07-12 |
| Name of individual signing | JOHN S. LAPIDES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 005 |
| Effective date of plan | 1999-02-01 |
| Business code | 331400 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, NORTH HAVEN, CT, 064733218 |
Signature of
| Role | Plan administrator |
| Date | 2024-07-12 |
| Name of individual signing | JOHN S. LAPIDES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1959-10-01 |
| Business code | 331310 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, P.O. BOX 215, NORTH HAVEN, CT, 06473 |
Signature of
| Role | Plan administrator |
| Date | 2024-04-03 |
| Name of individual signing | JEFFREY GUTH |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-04-03 |
| Name of individual signing | JEFFREY GUTH |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 1983-01-01 |
| Business code | 331400 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, NORTH HAVEN, CT, 064733218 |
Signature of
| Role | Plan administrator |
| Date | 2023-06-19 |
| Name of individual signing | JOHN S. LAPIDES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 005 |
| Effective date of plan | 1999-02-01 |
| Business code | 331400 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, NORTH HAVEN, CT, 064733218 |
Signature of
| Role | Plan administrator |
| Date | 2023-06-19 |
| Name of individual signing | JOHN S. LAPIDES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 1983-01-01 |
| Business code | 331400 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, NORTH HAVEN, CT, 064733218 |
Signature of
| Role | Plan administrator |
| Date | 2022-06-22 |
| Name of individual signing | JOHN S. LAPIDES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 005 |
| Effective date of plan | 1999-02-01 |
| Business code | 331400 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, NORTH HAVEN, CT, 064733218 |
Signature of
| Role | Plan administrator |
| Date | 2022-06-22 |
| Name of individual signing | JOHN S. LAPIDES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1959-10-01 |
| Business code | 331310 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, P.O. BOX 215, NORTH HAVEN, CT, 06473 |
Signature of
| Role | Plan administrator |
| Date | 2023-06-20 |
| Name of individual signing | JEFFREY GUTH |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2023-06-20 |
| Name of individual signing | JEFFREY GUTH |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1959-10-01 |
| Business code | 331310 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, P.O. BOX 215, NORTH HAVEN, CT, 06473 |
Signature of
| Role | Plan administrator |
| Date | 2022-06-15 |
| Name of individual signing | GUTH, JEFFREY |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2022-06-15 |
| Name of individual signing | GUTH, JEFFREY |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 005 |
| Effective date of plan | 1999-02-01 |
| Business code | 331400 |
| Sponsor’s telephone number | 2032395881 |
| Plan sponsor’s address | 100 UNITED DRIVE, NORTH HAVEN, CT, 064733218 |
Signature of
| Role | Plan administrator |
| Date | 2021-07-26 |
| Name of individual signing | JOHN S. LAPIDES |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| JOHN S. LAPIDES | Agent | 100 UNITED DRIVE, NORTH HAVEN, CT, 06473-3218, United States | 100 UNITED DRIVE, NORTH HAVEN, CT, 06473-3218, United States | +1 203-239-5881 | janice.mattern@unitedaluminum.com | 100 UNITED DRIVE, North Haven, CT, 06473-3218, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JOHN S LAPIDES | Officer | 100 UNITED DRIVE, NORTH HAVEN, CT, 06473, United States | 15 LINDEN SHORES, BRANFORD, CT, 06405, United States |
| JEFFREY GUTH | Officer | 100 UNITED DRIVE, NORTH HAVEN, CT, 06473, United States | 2 BRIARWOOD LANE, WALLINGFORD, CT, 06492, United States |
| ROBERT PENDLETON | Officer | 100 UNITED DR., NORTH HAVEN, CT, 06473, United States | 40 FILLINGAME WAY, REHOBOTH BEACH, DE, 19971, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | UNITED SMELTING AND ALUMINUM COMPANY, INC. | UNITED ALUMINUM CORPORATION | 1969-07-25 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012043525 | 2024-01-05 | No data | Annual Report | Annual Report | No data |
| BF-0011079396 | 2023-01-06 | No data | Annual Report | Annual Report | No data |
| BF-0010176486 | 2022-01-10 | No data | Annual Report | Annual Report | 2022 |
| 0007060853 | 2021-01-11 | No data | Annual Report | Annual Report | 2021 |
| 0006724867 | 2020-01-16 | No data | Annual Report | Annual Report | 2020 |
| 0006303021 | 2019-01-02 | No data | Annual Report | Annual Report | 2019 |
| 0005998829 | 2018-01-09 | No data | Annual Report | Annual Report | 2018 |
| 0005731889 | 2017-01-06 | No data | Annual Report | Annual Report | 2017 |
| 0005459903 | 2016-01-07 | No data | Annual Report | Annual Report | 2016 |
| 0005255246 | 2015-01-13 | No data | Annual Report | Annual Report | 2015 |
| Mark | US Serial Number | Application Filing Date | US Registration Number | Registration Date | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| UA UNITED ALUMINUM | 73416578 | 1983-03-09 | 1280141 | 1984-05-29 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Mark Literal Elements | UA UNITED ALUMINUM |
| Standard Character Claim | No |
| Mark Drawing Type | 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S) |
| Design Search Code(s) | 26.01.06 - Circles, semi; Semi-circles, 26.01.13 - Circles, two (not concentric); Two circles, 26.01.21 - Circles that are totally or partially shaded. |
Goods and Services
| For | Custom Manufacture and Rolling of Aluminum Sheet and Strip to Specificiation |
| International Class(es) | 037 - Primary Class |
| U.S Class(es) | 103 |
| Class Status | ACTIVE |
| First Use | 1969 |
| Use in Commerce | 1969 |
Basis Information (Case Level)
| Filed Use | Yes |
| Currently Use | Yes |
| Filed ITU | No |
| Currently ITU | No |
| Filed 44D | No |
| Currently 44D | No |
| Filed 44E | No |
| Currently 44E | No |
| Filed 66A | No |
| Currently 66A | No |
| Filed No Basis | No |
| Currently No Basis | No |
Current Owner(s) Information
| Owner Name | United Aluminum Corporation |
| Owner Address | 100 United Drive North Haven, CONNECTICUT UNITED STATES 06473 |
| Legal Entity Type | CORPORATION |
| State or Country Where Organized | CONNECTICUT |
Attorney/Correspondence Information
| Attorney Name | Jonathan A. Winter |
| Docket Number | 00426-7001A |
| Attorney Email Authorized | Yes |
| Attorney Primary Email Address | tmdocket@farberllc.com |
| Fax | (203) 286-5137 |
| Phone | (203) 285-8356 |
| Correspondent e-mail | tmdocket@farberllc.com |
| Correspondent Name/Address | Jonathan A. Winter, Farber LLC, 4 Corporate Drive, Suite 287, Shelton, CONNECTICUT United States 06484 |
| Correspondent e-mail Authorized | Yes |
Prosecution History
| Date | Description | |
|---|---|---|
| 2024-05-21 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | |
| 2024-05-21 | REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS) | 97444 |
| 2024-05-21 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | 97444 |
| 2024-05-21 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | |
| 2024-04-22 | TEAS CHANGE OF CORRESPONDENCE RECEIVED | |
| 2024-04-22 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | |
| 2024-04-22 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | |
| 2024-04-17 | TEAS CHANGE OF CORRESPONDENCE RECEIVED | |
| 2024-04-17 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | |
| 2024-04-17 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | |
| 2024-02-08 | TEAS SECTION 8 & 9 RECEIVED | |
| 2023-12-11 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS | |
| 2023-12-11 | TEAS CHANGE OF CORRESPONDENCE RECEIVED | |
| 2023-12-11 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | |
| 2023-12-11 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | |
| 2023-12-11 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | |
| 2023-12-11 | TEAS CHANGE OF OWNER ADDRESS RECEIVED | |
| 2023-05-29 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | |
| 2014-01-21 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | |
| 2014-01-21 | REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS) | |
| 2014-01-21 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | |
| 2014-01-17 | REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED | |
| 2014-01-17 | TEAS SECTION 8 & 9 RECEIVED | |
| 2009-01-14 | NOTICE OF DESIGN SEARCH CODE MAILED | |
| 2008-05-19 | CASE FILE IN TICRS | |
| 2004-07-06 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) | |
| 2004-07-06 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | |
| 2004-05-06 | REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED | |
| 2004-05-06 | TEAS SECTION 8 & 9 RECEIVED | |
| 1990-07-05 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | |
| 1990-05-16 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED | |
| 1984-05-29 | REGISTERED-PRINCIPAL REGISTER | |
| 1984-03-06 | PUBLISHED FOR OPPOSITION | |
| 1984-01-25 | NOTICE OF PUBLICATION | |
| 1984-01-20 | NOTICE OF PUBLICATION | |
| 1983-11-29 | APPROVED FOR PUB - PRINCIPAL REGISTER | |
| 1983-11-23 | NON-FINAL ACTION MAILED | |
| 1983-11-02 | ASSIGNED TO EXAMINER |
TM Staff and Location Information
| Current Location | PUBLICATION AND ISSUE SECTION |
| Date in Location | 2024-05-21 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
