| Entity Name: | SBC WARBURG DILLON READ INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Merged |
| Date Formed: | 12 Jan 1928 (Companies founded in January 1928) |
| Business ALEI: | 0083781 |
| Annual report due: | 30 Jan 1999 |
| Business address: | 677 WASHINGTON BOULEVARD, STAMFORD, CT, 06901 |
| ZIP code: | 06901 (Companies in Fairfield, 06901) |
| County: | Fairfield |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 84000 |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | SBC WARBURG DILLON READ INC. | 134710 | NEW YORK |
| Headquarter of | SBC WARBURG DILLON READ INC. | CORP_51147863 | ILLINOIS |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| DAVID W. NIEMIEC | Officer | 535 MADISON AVENUE, NEW YORK, NY, 10022, United States | 139 EAST 79TH STREET, NEW YORK, NY, 10021, United States |
| BARBARA T. ALEXANDER | Officer | 535 MADISON AVENUE, NEW YORK, NY, 10022, United States | 18 TUTTLE AVENUE, SPRING LAKE, NJ, 07762, United States |
| TAMARA A. BAUM | Officer | 535 MADISON AVENUE, NEW YORK, NY, 10022, United States | 18 PRYER LANE, LARCHMONT, NY, 10538, United States |
| FRANKLIN W. HOBBS IV | Officer | 535 MADISON AVENUE, NEW YORK, NY, 10022, United States | 720 PARK AVENUE, APT 8B, NEW YORK, NY, 10021, United States |
| SHARYAR AZIZ | Officer | 535 MADISON AVENUE, NEW YORK, NY, 10022, United States | 1175 PARK AVE, APT. 4A, NEW YORK, NY, 10128, United States |
| JOHN P. BIRKELUND | Officer | 535 MADISON AVENUE, NEW YORK, NY, 10022, United States | 956 FIFTH AVENUE, APT. 14A, NEW YORK, NY, 10021, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | DILLON, READ & CO. INC. | SBC WARBURG DILLON READ INC. | 1997-08-29 |
| Name change | DILLON READ CORPORATION THE | DILLON, READ & CO. INC. | 1961-01-12 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| 0005877517 | 2017-06-06 | 2017-06-06 | Change of Agent Address | Agent Address Change | No data |
| 0004482215 | 2011-12-01 | 2011-12-02 | Change of Agent Address | Agent Address Change | No data |
| 0003427942 | 2007-04-02 | 2007-04-02 | Change of Agent Address | Agent Address Change | No data |
| 0001858260 | 1998-06-29 | 1998-06-29 | Merger | Certificate of Merger | No data |
| 0001806835 | 1998-02-26 | 1998-02-26 | Annual Report | Annual Report | 1998 |
| 0001752464 | 1997-08-29 | 1997-09-02 | Merger | Certificate of Merger | No data |
| 0001718342 | 1997-04-24 | 1997-04-24 | Annual Report | Annual Report | 1997 |
| 0001655944 | 1996-11-14 | No data | Cease Principal | Cease Principal | No data |
| 0001655945 | 1996-11-14 | No data | Additional Principal | Additional Principal | No data |
| 0001620772 | 1996-08-07 | No data | Additional Principal | Additional Principal | No data |
| Mark | US Serial Number | Application Filing Date | US Registration Number | Registration Date | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RAHB'S | 73483005 | 1984-06-01 | No data | No data | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Mark Literal Elements | RAHB'S |
| Standard Character Claim | Yes. The mark consists of standard characters without claim to any particular font style, size, or color. |
| Mark Drawing Type | 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S) |
Goods and Services
| For | SALE AND DISTRIBUTION OF TAX EXEMPT HOSPITAL REVENUE BONDS |
| International Class(es) | 036 - Primary Class |
| U.S Class(es) | 102 |
| Class Status | ABANDONED |
| First Use | May 15, 1984 |
| Use in Commerce | May 15, 1984 |
Basis Information (Case Level)
| Filed Use | Yes |
| Currently Use | Yes |
| Filed ITU | No |
| Currently ITU | No |
| Filed 44D | No |
| Currently 44D | No |
| Filed 44E | No |
| Currently 44E | No |
| Filed 66A | No |
| Currently 66A | No |
| Filed No Basis | No |
| Currently No Basis | No |
Current Owner(s) Information
| Owner Name | DILLON, READ & CO. INC. |
| Owner Address | 535 MADISON AVENUE NEW YORK, NEW YORK UNITED STATES 10022 |
| Legal Entity Type | CORPORATION |
| State or Country Where Organized | CONNECTICUT |
Attorney/Correspondence Information
| Attorney Name | DANIEL R. CHERRY |
| Correspondent Name/Address | SQUIRE, SANDERS & DEMPSEY, 1800 HUNTINGTON BLDG, CLEVELAND, OHIO UNITED STATES 44115 |
Prosecution History
| Date | Description |
|---|---|
| 1985-07-17 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| 1984-12-19 | NON-FINAL ACTION MAILED |
| 1984-12-18 | ASSIGNED TO EXAMINER |
| 1984-10-03 | ALLOWANCE/COUNT WITHDRAWN |
| 1984-09-28 | ASSIGNED TO EXAMINER |
TM Staff and Location Information
| Law Office Assigned | data usage |
| Current Location | FILE REPOSITORY (FRANCONIA) |
| Date in Location | 1986-07-30 |
Date of last update: 11 Nov 2024
Sources: Connecticut's Official State Website
