| Entity Name: | UBS FINANCIAL SERVICES INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 09 Nov 1970 (Companies founded in November 1970) |
| Business ALEI: | 0035403 |
| Annual report due: | 09 Nov 2024 |
| NAICS code: | 524210 - Insurance Agencies and Brokerages |
| Business address: | 1200 HARBOR BLVD., WEEHAWKEN, NJ, 07086, United States |
| Mailing address: | 1200 HARBOR BLVD., WEEHAWKEN, NJ, United States, 07086 |
| Place of Formation: | DELAWARE |
| E-Mail: | Compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JASON R. CHANDLER | Officer | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| MARGARET HECKLER | Officer | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| PAUL BOYLAN | Officer | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| CATHERINE A. NEWCOMB | Officer | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| MINA HESSION | Officer | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| JOHN CONNORS | Officer | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| RALPH MATTONE | Officer | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| DOUGLAS HALLOWELL | Officer | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JASON R. CHANDLER | Director | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| MARGARET HECKLER | Director | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| PAUL BOYLAN | Director | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| CATHERINE A. NEWCOMB | Director | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| JOHN CONNORS | Director | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| RALPH MATTONE | Director | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States | 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | UBS PAINEWEBBER INC. | UBS FINANCIAL SERVICES INC. | 2003-06-10 |
| Name change | PAINEWEBBER INCORPORATED | UBS PAINEWEBBER INC. | 2001-03-14 |
| Name change | PAINE, WEBBER, JACKSON & CURTIS INCORPORATED | PAINEWEBBER INCORPORATED | 1984-08-07 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011089374 | 2023-10-20 | No data | Annual Report | Annual Report | No data |
| BF-0010188517 | 2022-10-27 | No data | Annual Report | Annual Report | 2022 |
| BF-0010465365 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0009824236 | 2021-11-09 | No data | Annual Report | Annual Report | No data |
| 0007013174 | 2020-11-04 | No data | Annual Report | Annual Report | 2020 |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006663832 | 2019-10-21 | No data | Annual Report | Annual Report | 2019 |
| 0006267702 | 2018-10-29 | No data | Annual Report | Annual Report | 2018 |
| 0005942235 | 2017-10-06 | No data | Annual Report | Annual Report | 2017 |
Date of last update: 04 Nov 2024
Sources: Connecticut's Official State Website
