| Entity Name: | OSAIC FA, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report past due |
| Date Formed: | 12 May 1969 |
| Business ALEI: | 0026913 |
| Annual report due: | 12 May 2024 |
| NAICS code: | 523120 - Securities Brokerage |
| Business address: | 1301 SOUTH HARRISON STREET, FORT WAYNE, IN, 46802, United States |
| Mailing address: | 1301 SOUTH HARRISON STREET, FORT WAYNE, IN, United States, 46802 |
| Place of Formation: | INDIANA |
| E-Mail: | Compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| PRENTICE-HALL CORPORATION SYSTEM, INC. THE | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| HOLLEY K. MEYER | Officer | 150 NORTH RADNOR CHESTER ROAD, RADNOR, PA, 19087, United States | 150 NORTH RADNOR CHESTER ROAD, RADNOR, PA, 19087, United States |
| DAVID S. BERKOWITZ | Officer | ONE COMMERCE SQUARE, 2005 MARKET STREET, PHILADELPHIA, PA, 19103, United States | ONE COMMERCE SQUARE, 2005 MARKET STREET, PHILADELPHIA, PA, 19103, United States |
| CLAIRE H. HANNA | Officer | 150 NORTH RADNOR CHESTER ROAD, RADNOR, PA, 19087, United States | 150 NORTH RADNOR CHESTER ROAD, RADNOR, PA, 19087, United States |
| SHANTANU MISHRA | Officer | 1301 SOUTH HARRISON STREET, FORT WAYNE, IN, 46802, United States | 1301 SOUTH HARRISON STREET, FORT WAYNE, IN, 46802, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| DAVID S. BERKOWITZ | Director | ONE COMMERCE SQUARE, 2005 MARKET STREET, PHILADELPHIA, PA, 19103, United States | ONE COMMERCE SQUARE, 2005 MARKET STREET, PHILADELPHIA, PA, 19103, United States |
| JOHN R. DIMONDA | Director | 2005 MARKET STREET, 34TH FLOOR, PHILADELPHIA, PA, 19103, United States | 2005 MARKET STREET, 34TH FLOOR, PHILADELPHIA, PA, 19103, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | LINCOLN FINANCIAL ADVISORS CORPORATION | OSAIC FA, INC. | 2024-06-26 |
| Name change | LNC EQUITY SALES CORPORATION | LINCOLN FINANCIAL ADVISORS CORPORATION | 1997-07-09 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012674699 | 2024-06-26 | 2024-06-26 | Amendment | Amended Certificate of Authority | No data |
| BF-0011088693 | 2023-05-04 | No data | Annual Report | Annual Report | No data |
| BF-0010327919 | 2022-05-02 | No data | Annual Report | Annual Report | 2022 |
| BF-0010477790 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007325087 | 2021-05-05 | No data | Annual Report | Annual Report | 2021 |
| 0006952017 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006944414 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006901935 | 2020-05-11 | No data | Annual Report | Annual Report | 2020 |
| 0006549458 | 2019-05-01 | No data | Annual Report | Annual Report | 2019 |
| 0006184890 | 2018-05-16 | No data | Annual Report | Annual Report | 2018 |
Date of last update: 25 Nov 2024
Sources: Connecticut's Official State Website
