Menu
Search icon
  1. Home Page
    2. ›
  2. Counties
    3. ›
  3. Fairfield
    4. ›
  4. 06840
    5. ›
  5. J. M. LUMMIS & COMPANY, INC.

J. M. LUMMIS & COMPANY, INC.

Headquarter

Company Details

Entity Name: J. M. LUMMIS & COMPANY, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 18 Apr 1974
Business ALEI: 0024325
Annual report due: 18 Apr 2025
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 50 LOCUST AVE, NEW CANAAN, CT, 06840, United States
Mailing address: 50 LOCUST AVE, NEW CANAAN, CT, United States, 06840
ZIP code: 06840
County: Fairfield
Place of Formation: CONNECTICUT
Total authorized shares: 10000
E-Mail: susan@jmlummis.com

Links between entities

Type Company Name Company Number State
Headquarter of J. M. LUMMIS & COMPANY, INC. 355324 NEW YORK

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
2549004XO8LFW6OLD674 0024325 US-CT GENERAL ACTIVE 1974-04-18

Addresses
Legal c/o DAVID LUMMIS, 50 LOCUST AVE, NEW CANAAN, US-CT, US, 06840
Headquarters 50 LOCUST AVE, NEW CANAAN, US-CT, US, 06840

Registration details
Registration Date 2017-08-24
Last Update 2023-10-25
Status ISSUED
Next Renewal 2024-10-27
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 0024325

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
J.M. LUMMIS 401(K) PLAN 2023 060909285 2024-04-17 J.M. LUMMIS & COMPANY, INC. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2024-04-17
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2022 060909285 2023-02-28 J.M. LUMMIS & COMPANY, INC. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2023-02-28
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2021 060909285 2022-02-14 J.M. LUMMIS & COMPANY, INC. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2022-02-14
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2020 060909285 2021-04-30 J.M. LUMMIS & COMPANY, INC. 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2021-04-30
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2019 060909285 2020-03-16 J.M. LUMMIS & COMPANY, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2020-03-16
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2018 060909285 2019-02-12 J.M. LUMMIS & COMPANY, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2019-02-12
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2017 060909285 2018-02-15 J.M. LUMMIS & COMPANY, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2018-02-15
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2016 060909285 2017-01-24 J.M. LUMMIS & COMPANY, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2017-01-24
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2015 060909285 2016-03-23 J.M. LUMMIS & COMPANY, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2016-03-23
Name of individual signing DAVID LUMMIS
Valid signature Filed with authorized/valid electronic signature
J.M. LUMMIS 401(K) PLAN 2014 060909285 2015-09-23 J.M. LUMMIS & COMPANY, INC. 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 522298
Sponsor’s telephone number 2039660005
Plan sponsor’s address 50 LOCUST AVENUE, NEW CANAAN, CT, 06840

Signature of
Role Plan administrator
Date 2015-09-23
Name of individual signing CINDY DEAN
Valid signature Filed with authorized/valid electronic signature

Officer

Name Role Business address Phone E-Mail Residence address
DAVID LUMMIS Officer 50 LOCUST AVE, NEW CANAAN, CT, 06840, United States +1 203-247-2406 dl@jmlummis.com 6 PIONEER ROAD, WESTPORT, CT, 06880, United States

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
DAVID LUMMIS Agent 50 LOCUST AVE, NEW CANAAN, CT, 06840, United States 50 LOCUST AVE, NEW CANAAN, CT, 06840, United States +1 203-247-2406 dl@jmlummis.com 6 PIONEER ROAD, WESTPORT, CT, 06880, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012342824 2024-03-20 No data Annual Report Annual Report No data
BF-0011088893 2023-04-03 No data Annual Report Annual Report No data
BF-0010202681 2022-05-18 No data Annual Report Annual Report 2022
0007354576 2021-05-28 No data Annual Report Annual Report 2021
0006909143 2020-05-23 No data Annual Report Annual Report 2020
0006904161 2020-05-13 No data Annual Report Annual Report 2019
0006180685 2018-05-09 No data Annual Report Annual Report 2018
0005857824 2017-06-06 No data Annual Report Annual Report 2017
0005634460 2016-08-22 No data Annual Report Annual Report 2015
0005634464 2016-08-22 No data Annual Report Annual Report 2016

Related by officers

No related officers

Related by address

50 LOCUST AVE, NEW CANAAN, CT, 06840, United States

HTG INVESTMENT ADVISORS INC. TREGURTHA FAMILY FOUNDATION, INC.

50 LOCUST AVE, NEW CANAAN, CT, United States, 06840

HTG INVESTMENT ADVISORS INC. TREGURTHA FAMILY FOUNDATION, INC.

Date of last update: 25 Nov 2024

Sources: Connecticut's Official State Website

Privacy policy Policy
About us About us
Contacts Contact us

© 2024 connecticutcompanysearch.com, Part of Big Data Integrated